NCI contends
that Harris was ineligible for award because Harris’s FPR was not submitted by
the date and time set for receipt of FPRs. Comments at 9-13. Specifically, NCI
argues that the agency set the due date for FPRs as the close of business on
August 31, and because the contracting officer’s notice did not provide a
specific time for “close of business,” the language of FAR § 52.215-1(c)(3) and
the solicitation dictate that the time for receipt of FPRs was 4:30 p.m.
Protester’s Comments at 9.
The agency contends that a specific time--close of business--was provided in the
contracting officer’s memorandum, and therefore the FAR clause (which provides
that 4:30 p.m. is the closing time if no time is specified) does not apply here.
Citing a decision by the General Services Board of Contract Appeals (GSBCA) from
1987, the agency argues that “close of business” means that proposals would be
received on the specified date at “any time prior to when the office closed for
the day . . . so long as an employee remained in the office during that
employee’s regularly scheduled duty hours.” Federal Sys. Group, Inc., GSBCA No.
9240-P, 88-1 BCA ¶ 20334. The agency argues that since the contracting officer’s
flextime hours are from 7:00 a.m. to 5:00 p.m. on Wednesdays (the day FPRs were
due), close of business that day was 5:00 p.m. The agency also argues that GAO
implicitly adopted the Federal Systems Group rule in 120 Church Street
Assoc.--Recon., B-232139.4, May 23, 1989, 89-1 CPD ¶ 490, in which GAO
distinguished the facts of that case from the facts of Federal Systems Group,
holding that where agency employees do not work flextime schedules and there is
an agency order establishing an agency-wide closing time, the time specified in
the order controls.
Under negotiated procurements, the FAR provides generally that a proposal or
revision received after the time set for receipt shall not be considered. FAR §
15.208(b)(1). Our Office has long held that the late proposal rule alleviates
confusion, ensures equal treatment of offerors, and prevents one offeror from
obtaining a competitive advantage as a result of being permitted to submit a
proposal later than the deadline set for all competitors. Sunrise Medical HHG,
Inc., B-310230, Dec. 12, 2007, 2008 CPD ¶ 7 at 8; Tishman Constr. Corp.,
B-292097, May 29, 2003, 2003 CPD ¶ 94 at 3. FAR § 52.215-1(c)(3)(i) states that
if no time for submission is specified in the solicitation, the time for receipt
is 4:30 p.m., local time. In 120 Church Street Assoc.--Recon., supra, our Office
stated that this FAR provision establishes 4:30 p.m. local time “as the close of
business where the solicitation does not state a specific time for receipt of
proposals.” Id. at 3.
Here, we find that the agency’s reference (in its request for FPRs) to the
“close of business” did not state a specific time for receipt of proposals. We
decline to adopt the Federal Systems Group rule that where an agency has no
established time for the close of business and allows its employees to work
flextime schedules, close of business means any time so long as an employee
remains in the office during his or her duty hours. Adoption of such a rule
would result in confusion and a lack of uniformity, where, as here, employees
work different schedules on different days.
Where, as in 120 Church Street, the agency has established official working
hours, then “close of business” means the end of the official day. Where, as
here, an agency does not have official working hours, then pursuant to FAR §
52.215-1(c)(3)(i), 4:30 p.m. local time is considered to be the close of
business where the solicitation does not state a specific time for receipt of
proposals. In this way, the exact date and time for submission of proposals will
be easily ascertainable to all potential offerors.
The contracting officer’s e-mail, which was sent only to Harris, cannot be
considered an amendment to the solicitation’s due date, and we have held that an
offeror acts unreasonably when it relies on the informal advice of a contracting
officer rather than following the solicitation’s instructions. See Noble Supply
& Logistics, B-404731, Mar. 4, 2011, 2011 CPD ¶ 67 at 3 (offeror acted
unreasonably where it relied on contracting officer’s oral permission to submit
proposal after stated closing time); Radva Corp., B-219595, July 26, 1985, 85-2
CPD ¶ 101 at 2 (“even if the contracting officer had told [the offeror] that its
late proposal would be accepted, the contracting officer in fact lacked the
authority to accept the late proposal”); see also Diamond Aircraft Industries,
Inc., B-289309, Feb. 4, 2002, 2002 CPD ¶ 35 (holding that informal advice sent
via e-mail to only one offeror could not amend the solicitation, and offerors
who rely on such informal advice do so at their own risk).
While application of the late proposal rules may sometimes seem harsh, the rules
are aimed at ensuring equal treatment of all offerors, and promoting confidence
in the competitive system, thereby protecting the integrity of the procurement
process--goals that are of greater importance than the possible advantage gained
by considering a late proposal in a single procurement. U.S. Aerospace, Inc.,
B-403464, B-403464.2, Oct. 6, 2010, 2010 CPD ¶ 225 at 10 n.16. The rationale
underlying strict application of the late proposal rules is to prevent even the
slightest possibility of any offeror gaining an unfair competitive advantage by
being able to make material changes in its offer after the cutoff date and time.
Computer Sciences Corp., B-190632, Aug. 4, 1978, 78-2 CPD ¶ 85.
The awardee here submitted its FPR after the time set for receipt, and the
agency should have rejected it as late. We therefore sustain the protest.
NCI Information Systems, Inc., B-405745, December
14, 2011. (pdf)
AFC does not
dispute that the FPI official designated for receipt of proposals was located in
the eastern time zone. Nor does AFC dispute that its proposal was first received
by FPI after 2:00 pm eastern time on September 23. The protester nevertheless
contends that its proposal was not late and should not have been rejected as
untimely because it met the RFP requirements, as AFC understood them. In support
of its position AFC argues that: (1) it first sent its proposal by 2:00 pm
central time; and (2) it believed the closing time was 2:00 pm central time
because contract performance was to occur in the central time zone. The
protester also essentially maintains that the timeliness of its proposal should
be measured by when AFC submitted its proposal, rather than when the designated
contracting official received it. We disagree.
It
is an offeror’s responsibility to deliver its proposal to the proper place at
the proper time. FAR § 15.208(a) (offerors are responsible for submitting
proposals so as to reach the designated government office by the specified
time); PMTech, Inc., B-291082, Oct. 11, 2002, 2002 CPD ¶ 172 at 2; Integrated
Support Sys. inc, B-283137.2, Sept. 10, 1999, 99-2 CPD ¶ 51 at 2. Similarly, it
is an offeror’s responsibility, when transmitting its proposal electronically,
to ensure the proposal’s timely delivery by transmitting the proposal
sufficiently in advance of the time set for receipt of proposals to allow for
timely receipt by the agency. PMTech, Inc., supra. Proposals that are received
in the designated government office after the exact time specified are “late,”
and generally may not be considered for award.3 While the rule may seem harsh,
it alleviates confusion, ensures equal treatment of all offerors, and prevents
one offeror from obtaining a competitive advantage that may accrue where an
offeror is permitted to submit a proposal later than the common deadline set for
all competitors. Inland Serv. Corp., Inc.
, B-252947.4, Nov. 4, 1993, 93-2 CPD ¶ 266 at 3.
Here, the RFP established a closing date and time of
2:00 pm eastern time on September 23. The solicitation also informed prospective
offerors in unambiguous terms that the controlling event was the agency’s
receipt--as opposed to an offeror’s submission--of proposals by the due date and
time. However, the record reflects that the FPI contracting officer did not
receive AFC’s proposal until 4:21 pm eastern time, well after both 2:00 pm
eastern time and 2:00 pm central time. In sum, the fact that AFC believed that
it had sent its proposal in advance of the designated closing time is not
determinative of the proposal’s timeliness.
Lastly, although AFC does not dispute that the RFP twice
expressly stated that the time for receipt of proposals was 2:00 pm eastern
time, AFC argues that the language on the Standard Form 1449 (“OFFER DUE
DT/LOCAL TIME, 9/23/2011 2:00 PM”) was ambiguous. Comments, Oct. 18, 2011, at
1-2. To the extent there was any ambiguity in the RFP regarding the closing
time, we find that AFC was required to protest this apparent solicitation defect
prior to the time for receipt of initial proposals. 4 C.F.R. § 21.2(a)(1)
(2011); see Sea Box, Inc. , B-401523, B-401523.2, Sept. 25, 2009, 2009 CPD ¶ 190
at 4 (conflict regarding solicitation closing date constituted a patent
ambiguity that was readily apparent prior to the time set for receipt of
submissions).
In sum, since AFC’s electronically transmitted proposal
was not received until 4:21 pm eastern time, after the time set for receipt of
proposals, it is a late proposal. Further, since it was not received at the
initial point of entry by 5:00 pm the day before proposals were due, the late
proposal cannot be accepted. FAR § 52.212-1(f)(2)(i)(A); Sea Box, Inc.,
B-291056, supra
, at 4. (Associated Fabricators & Constructors,
Inc., B-405872, December 14, 2011) (pdf)
ERC asserts
that the agency should not have rejected its proposal as late because the late
delivery of its proposal was caused by not allowing ERC to self deliver its
proposal with its own employee. ERC contends that other offerors were permitted
to have their own employees or agents (as distinguished from third-party
commercial carriers) hand deliver their proposals, yet ERC was not given the
same opportunity to ensure that its proposal was timely delivered.
It is an offeror's responsibility to deliver its proposal
to the proper place by the proper time, and late delivery generally requires
rejection of the proposal. Federal Acquisition Regulation sect. 15.208; The
Staubach Co., B-276486, May 19, 1997, 97-1 CPD para. 190 at 3. A proposal
delivered to an agency by a commercial carrier is considered to be hand-carried
and, if it arrives late, can only be considered for award if it is shown that
some government impropriety during or after receipt by the government was the
sole or paramount cause of the late arrival at the designated place. On-Site
Envt'l, Inc.; WRS Infrastructure & Env't., Inc., B-294057, B-294057.2, July 29,
2004, 2004 CPD para. 138 at 3. Improper government action in this context is
affirmative action that makes it impossible for the offeror to deliver the
proposal on time. Caddell Constr., Co., Inc., B-280405, Aug. 24, 1998, 98-2 CPD
para. 50 at 6. Nevertheless, even in cases where the late receipt may have been
caused, in part, by erroneous government action, a late proposal should not be
considered if the offeror significantly contributed to the late receipt by not
acting reasonably in fulfilling its responsibility to deliver a hand-carried
proposal to the proper place by the proper time. O.S. Sys., Inc., B-292827, Nov.
17, 2003, 2003 CPD para. 211 at 3.
ERC argues that it was treated unequally and prejudiced by the Air Force's
instructions to mail, rather than self deliver, its proposal to the contracting
officer at the address designated in the RFP. However, the record evidences that
ERC did not follow this advice, but chose to have its proposal delivered by a
commercial carrier. As indicated above, this is considered to be hand delivery
of a proposal by an agent of the offeror. On-Site Envt'l, Inc.; WRS
Infrastructure & Env't., Inc., supra.
Even conceding that the agency may have caused ERC to use a commercial carrier
rather than self delivering the proposal by its own employees or agents, the
record evidences that the delivery driver contributed significantly to the late
delivery of the proposal. In this regard, ERC admits that the delivery driver
arrived at the gate to Hanscom in sufficient time to deliver the proposal to the
proper place at the proper time, but chose not to enter the base at that time to
avoid waiting in a long line. It is apparent that this was the paramount cause
that ERC's proposal was delivered late, not improper government action.
Accordingly, we conclude that the Air Force properly rejected ERC's proposal as
late. (ERC Inc., B-405563, November 18,
2011) (pdf)
CCSC's
current protest argues that the firm followed the delivery directions in the RFP
which permitted the use of FedEx but did not make offerors aware of the
existence of either the [consolidated remote delivery site] CRDS or the
attendant screening delay. CCSC argues that following the RFP directions was the
paramount cause of the late delivery of the firm's proposal. Protester's
Comments at 3, 13. CCSC emphasizes that its proposal was addressed as specified
in the RFP, submitted to FedEx for delivery by 8:30 a.m. on December 14, and
that FedEx sought permission from the contracting officer to complete the
delivery before the closing time. Protest at 2; Protester's Comments at 4. Thus,
CCSC argues, its actions would have resulted in timely delivery of the proposal
at issue except that the [United States Customs and Border Protection] CBP
procedures allegedly made that impossible. Protester's Comments at 19.
The CBP responds that RFP proposal submission instructions
were "appropriate" and were not the primary cause of CCSC's late proposal. AR at
1. The CBP argues that it did not mishandle the proposal or make delivery
impossible. AR at 7. Instead, the agency maintains that CCSC should have
expected security delays due to package screening, and thus it should not have
delayed shipping the proposal until after 6 p.m. on December 13, the night
before it was due. AR at 8.
It is an offeror's responsibility to deliver its proposal
to the proper place at the proper time, and late delivery generally requires
rejection of the proposal. Federal Acquisition Regulation (FAR) sect. 15.208;
O.S. Sys., Inc., B-292827, Nov. 17, 2003, 2003 CPD para. 211 at 3. A proposal
delivered to an agency by FedEx or other commercial carrier is considered to be
hand-carried and, if it arrives late, can be considered if it is shown that some
government impropriety during or after receipt at the government installation
was the sole or paramount cause of the late arrival at the designated place.
Chappy Corp., B-252757, July 20, 1993, 93-2 CPD para. 44 at 3. Improper
government action in this context is affirmative action that makes it impossible
for the offeror to deliver the proposal on time. Lani Eko & Co., CPAs, PLLC,
B-404863, June 6, 2011, 2011 CPD para. 118 at 3.
To establish that government mishandling was the sole or
paramount cause of the late receipt of a proposal, an offeror must first
establish that it did not significantly contribute to the late delivery by not
allowing enough time to permit a timely submission. Wyatt & Assocs., B‑243349,
July 1, 1991, 91‑2 CPD para. 5 at 2-3. Even in cases where the late receipt may
have been caused, in part, by erroneous government action, a late proposal
should not be considered if the offeror significantly contributed to the late
receipt by not doing all it could or should have done to fulfill its
responsibility to deliver a hand-carried proposal to the specified place by the
specified time. ALJUCAR, LLC, B-401148, June 8, 2009, 2009 CPD para. 124 at 3;
O.S. Sys., Inc., supra., at 3.
Offerors are responsible for allowing a reasonable time for
proposals to be delivered from the point of receipt to the location designated
for receipt of offers; failure to do so, resulting in late arrival at the
designated location, cannot be attributed to governmental mishandling. CSLA,
Inc., B-255177, Jan. 10, 1994, 94‑1 CPD para. 63 at 2-3. Furthermore, delays in
gaining access to a government building are not unusual and should be expected.
Bergen Expo Sys., Inc.; Techniarts Eng'g, B‑236970; B-236970.2, Dec. 11, 1989,
89-2 CPD para. 540 at 3; see also ALJUCAR, LLC, supra., at 4 (proposal properly
rejected as late when delivered after closing time although courier arrived at
security gate 8 minutes before closing time); Kesser Int'l, B-296294, June 30,
2005, 2005 CPD para. 127 at 2 (proposal properly rejected as late when delivered
after closing time although courier was delayed 20 minutes at security
checkpoint); Wyatt & Assocs., B-243349, July 1, 1991, 91-2 CPD para. 5 at 3
(proposal properly rejected as late when delivered after closing although
courier arrived at security desk 10 minutes before closing time). Therefore, an
offeror that does not submit a proposal sufficiently in advance of the closing
time runs the risk that the agency's reasonable internal delivery procedures
will not get the proposal to the proper location by the required time. Bay
Shipbuilding Corp., B‑240301, Oct. 30, 1990, 91‑1 CPD para. 161 at 3 (bid sent
overnight was properly rejected as late when it arrived late at bid opening
room, even though delivered to agency mailroom 6 hours before bid opening time);
see also CSLA, Inc., supra., at 3; cf. Power Connector, Inc., B‑256362, June 15,
1994, 94-1 CPD para. 369 at 4 (agency reasonably considered late bid where
mishandling by agency mailroom caused late arrival at bid opening room).
The record here provides several significant facts
demonstrating that CCSC was, in large part, responsible for its proposal
arriving late. First, the protester did not bring its proposal to FedEx until
after 6 p.m. on the day before it was due, and CCSC has not shown that it was
impossible for it to have sent its proposal earlier to allow for potential
security screening. Second, CCSC placed no identification on the packaging
identifying that a proposal was inside, and there is no evidence that the FedEx
representative identified to the agency that the company was attempting to
deliver a proposal when the representative called the contracting officer on the
morning of delivery. Third, the protester should have expected delays due to
security screening, particularly considering that the proposal was being
submitted to DHS, an agency involved in national security that would be expected
to have tight security. Finally, the RFP did not warrant that delivery by FedEx
or any other express courier would actually reach the contracting officer on the
day of delivery. On these facts, we cannot conclude that the agency's conduct
was the paramount cause of the late receipt of CCSC's proposal.
CCSC argues that the rerouting of its proposal to Maryland is akin to the
situation addressed by our decision in Dale Woods, B-209459, Apr. 13, 1983, 83-1
CPD para. 396. In that decision, we determined that an agency improperly changed
the location for the submission of bids without adequately informing prospective
bidders. Although all other bidders noticed a sign specifying the new location,
the protester arrived only 20 minutes before the closing time, and it did not
notice the signs. Our Office concluded that the agency had not satisfied its
duty to establish reasonable procedures for the timely receipt of bids when it
changed the delivery location without adequate notice, and we therefore
sustained the protest. Id. at 3, 5. CCSC argues that the CBP's actions were
similar. Protest at 11. We disagree.
Unlike in Dale Woods, the CBP here did not change the
location for submission of proposals, but rather only required deliveries to be
screened off-site prior to delivery to the specified location in the RFP. Mail
screening is common in government facilities, and should have been expected in
an agency such as DHS. Accordingly, our decision in Dale Woods is
distinguishable and is not persuasive here.
CCSC also argues that our decision in Hospital Klean of
Texas, Inc., B‑295836, B‑295836.2, Apr. 18, 2005, 2005 CPD para. 185, provides
support for its protest. In that case, we held that an agency properly
considered proposals that were due on a Saturday, but were not delivered by
FedEx until Monday, because the agency had not provided adequate means for the
FedEx courier to obtain entry into the building on Saturday. Protest at 12. CCSC
argues that the CBP similarly failed to provide a means for FedEx to deliver to
the specified address for receipt of proposals here.
However, unlike the situation in Hospital Klean where the
delivery courier encountered a locked door preventing his entry, CCSC has not
shown that it was physically impossible for its proposal to reach the
contracting officer at the designated location by the closing time set forth in
the RFP. Rather, the delivery of CCSC's proposal was delayed for security
screening, which CCSC should have expected. By not allowing sufficient time for
screening at the CRDS, CCSC bears the responsibility for its late proposal.
In sum, the CCSC has not shown that the RFP's failure to
describe the agency's mail screening policy was the primary cause of the late
proposal submission.
Instead, as described above, the protester failed to take
reasonable steps to ensure timely delivery. (CCSC,
Inc., B-404802.3, July 18, 2011) (pdf)
SGS asserts
that the agency's rejection of its FPR due to the late
submission of its subcontractor was improper because, according
to SGS, "even without [DELETED] revised business proposal
spreadsheets, SGS's proposal was complete." Protester's Comments
at 3. We agree.
Offerors are responsible for submitting proposals, and any
modifications to them, so as to reach the government office
designated in the solicitation by the time specified in the
solicitation. Federal Acquisition Regulation (FAR) sect.
15.208(a). Proposals, and modifications to them, that are
received in the designated government office after the exact
time specified are "late," and will be considered only if
received before award, and if the circumstances meet the
specific requirements of the provision at FAR sect. 52.215-1.
FAR sect. 15.208(b). Portions of proposals that are submitted
late may not be considered by the agency, and if the proposal is
unacceptable as timely submitted, it should be rejected as late.
See Inland Serv. Corp., Inc., B-252947.4, Nov. 4, 1993, 93-2 CPD
para. 266 at 4 (proposal was late and not acceptable where the
technical proposal was received on time but the price proposal
was late); Panasonic Comms. & Sys. Co., B-239917, Oct. 10, 1990,
90-2 CPD para. 279 (initial proposal was properly rejected
because it did not contain a significant required bid sample).
On the other hand, a proposal which does not provide all items
required by the solicitation may not be automatically rejected
if the proposal information received by the deadline is
sufficient to constitute an acceptable proposal. See Wetlands
Research Assocs., Inc., B-246342, Mar. 2, 1992, 92-1 CPD para.
251 at 5, n.7.
SGS contends that its proposal was acceptable, even without
[DELETED] revised business proposal spreadsheets. According to
SGS, [DELETED] was a minor subcontractor included for the
purpose of adding [DELETED] under one of the least important
non-cost evaluation factors. [DELETED] proposal included a total
of [DELETED] FTEs and was [DELETED] percent of SGS's total cost.
Protester's Comments at 21.
According to SGS, the changes to [DELETED] proposal were
reflected in SGS's Business FPR. For example, in response to
discussion questions indicating that [DELETED] may have
[DELETED] proposed FTEs/hours for its [DELETED] position, SGS's
FPR showed that the [DELETED] position had been [DELETED].
Protest, exh. 7, Discussion Response, at 9-11; Protester's
Comments, exh. 1, SGS Bus. FPR, vol. 1, Task Order 1, at I-6;
exh. 2, SGS Bus. FPR, vol. I, Task Order 2, at I-8. Moreover,
SGS's FPR business spreadsheet for each task order reflects the
number of FTEs, number of hours, and the total costs for each
labor category (there was only [DELETED]) proposed by [DELETED].
Protester's Comments, exh. 3, SGS FPR Task Order 1 Business
Spreadsheet; exh. 4, SGS FPR Task Order 2 Business Spreadsheet.
Here, the record reflects that the agency did not consider
whether SGS's FPR was acceptable without [DELETED] revised
business proposal spreadsheets. AR, Tab J-1, CMS Letter to SGS
(Mar. 9, 2011); Tab J-2, CMS Letter to SGS (Mar. 17, 2011)
("given the plain language in the solicitation, I believe it
remains appropriate to treat the entire proposal as late when
any part, no matter how small, was late."). However, as
discussed above, SGS asserts that its FPR was complete and
acceptable because it contained all of [DELETED] costs.
Our review confirms SGS's assertion that the information
included in [DELETED] revised business spreadsheet was reflected
in SGS's business proposal. Thus, [DELETED] submission could
appropriately be viewed as backup supporting material for SGS's
proposed costs. In addition, we note again that the [DELETED]
submission at issue here represents approximately [DELETED]
percent of SGS's total costs--and [DELETED] FTEs. In
circumstances like these, where an agency finds that an
offeror's proposed costs on a cost reimbursement contract are
not reasonably supported, an agency, as part of the cost realism
analysis, can adjust the proposed costs to account for this lack
of supporting information. See Magellan Health Servs., B-298912,
Jan. 5, 2007, 2007 CPD para. 81 at 13-14; Earl Indus., LLC,
B-309996, B-309996.4, Nov. 5, 2007, 2007 CPD para. 203 at 8‑9;
Metro Mach. Corp., B-295744, B-295744.2, Apr. 21, 2005, 2005 CPD
para. 112 at 10; General Offshore Corp.--Riedel Co., A Joint
Venture, B-271144.2, B‑271144.3, July 2, 1996, 96-2 CPD para. 42
at 11.
In sum, we conclude that the agency improperly rejected SGS's
entire FPR as late without considering whether the proposal was
acceptable without the subcontractor's revised business
proposal, and we sustain the protest on this basis. (SafeGuard
Services, LLC, B-404910, June 28, 2011) (pdf)
Lani Eko contends that its representative arrived at the Jemal
Building with its proposal package prior to the closing time on
March 2, and that the agency improperly refused to accept its
proposal. In support of its position, the protester relies on
its representative's timing of events, and maintains that
consistent with the language of the solicitation, the firm's
representative was "in line" at the loading dock prior to 3 p.m.
As such, the agency improperly determined that its proposal was
late. Protester's Comments at 1-2. We disagree.
It is an offeror's responsibility to deliver its proposal to the
place designated in the solicitation by the time specified, and
late receipt generally requires rejection of the proposal.
Federal Acquisition Regulation (FAR) sect. 15.208(a); O.S. Sys.,
Inc., B‑292827, Nov. 17, 2003, 2003 CPD para. 211 at 3;
Integrated Support Sys. Inc., B‑283137.2, Sept. 10, 1999, 99-2
CPD para. 51 at 2. Unless a preponderance of the evidence
demonstrates that the proposal was at the designated location
for receipt prior to the time set for closing, the proposal may
not be considered for award. See Med‑National, Inc., B-277430,
Sep. 8, 1997, 97-2 CPD para. 67 at 3. A late hand-carried
proposal may be considered for award, however, if improper
government action was the paramount cause of the late delivery
and consideration of the proposal would not compromise the
integrity of the competitive procurement process. Caddell Constr.
Co., Inc., B-280405, Aug. 24, 1998, 98-2 CPD para. 50 at 6.
Improper government action in this context is affirmative action
that makes it impossible for the offeror to deliver the proposal
on time. Id. Even in cases where the late receipt may have been
caused, in part, by erroneous government action, a late proposal
should not be considered if the offeror significantly
contributed to the late receipt by not doing all it could or
should have done to fulfill its responsibility to deliver a
hand-carried proposal to the specified place by the specified
time. ALJUCAR, LLC, B-401148, June 8, 2009, 2009 CPD para. 124
at 3; O.S. Sys., Inc., supra. We find no basis to conclude that
Lani Eko timely delivered its proposal or that improper
government action was the paramount cause for the late
submission of its proposal.
The agency reports that on March 2, three contract specialists
were present at various times throughout the day at the loading
dock in the Jemal Building to receive proposal packages. At
approximately 2:58 p.m., one of the contract specialists
declares that she began processing a hand-carried proposal
package from another vendor which she completed just after 3
p.m. Agency Report (AR) exh. 28, Decl. of Contract Specialist A,
Apr. 19, 2011; see also, exh. 29, Decl. of Contract Specialist
B, Apr. 19, 2011 at 2. According to this individual, at 3:01
p.m., after acknowledging that the closing time had passed, a
third contract specialist stepped out of the door to the loading
dock. The second contract specialist declares that no offerors
were waiting at the security desk at 3 p.m. AR, exh. 29, Decl.
of Contract Specialist B, Apr. 19, 2011, at 1. When the security
desk phone registered 3:01 p.m., the contract specialists
concluded that the submission deadline had passed, and the third
contract specialist went to the top of the loading dock stairs
to inform all offerors that the submission deadline had expired.
Id. The third contract specialist, who in fact engaged Lani
Eko's representative outside the loading dock, declares that no
offerors were waiting inside or outside of the loading dock at
3:01 p.m. (he verified the time via his wristwatch, cell phone
and security guard desk phone), and that approximately six
offerors, including Lani Eko's representative, approached the
loading dock door with their proposals as he was standing there.
AR, exh. 27, Decl. of Contract Specialist C, Apr. 19, 2011, at
2. After approximately a minute of conversation, the offerors
asked which clock he was using and the third contract specialist
indicated "the guard desk clock," which verified the time as
3:02 p.m. Id. Because the offerors arrived after the closing
time and were considered late, the contracting specialist
refused to accept their proposals. Id.
We conclude that the protester has failed to demonstrate by a
preponderance of evidence that it arrived at the place
designated for delivery of proposals by the 3 p.m. deadline
established by the RFP. In this regard, the protester offers no
evidence, other than the declaration of its own representative,
to support its assertion that it had arrived at the Jemal
loading dock area by 3 p.m. Moreover, the protester's assertion
of timely delivery is based solely on the time that its
representative observed on her personal cell phone. This is not
the relevant time, however, since the official time maintained
by the agency is controlling absent a showing that it was
unreasonable. See U.S. Aerospace, Inc., B‑403464, B-403464.2,
Oct. 6, 2010, 2010 CPD para. 225 at 9. With regard to the
official time, the protester's representative reports having
observed a time of 3:02 p.m. after being informed that its
proposal was late. This is consistent with the declarations
submitted by the agency, which represent that an agency
representative was waiting at the loading dock door at 3:01, the
protester arrived just after 3:01 p.m., and that, after a
conversation of approximately 1 minute, he showed her the
official time, which then was 3:02. On this record, we find
nothing unreasonable in the agency's determination that Lani
Eko's proposal was delivered late.
The protester also contends that its delivery was frustrated by
the agency's use of a security guard phone clock to determine
the closing time. Protest at 2. Lani Eko argues that use of this
device was unreasonable since there was a "1-2 minute
discrepancy maintained on that device versus on various cell
phones." Id. at 2. This argument is without merit. As noted
above, we have held that the time maintained by the agency
official responsible for receiving bids or proposals is
determinative, unless it is shown to be unreasonable under the
circumstances. U.S. Aerospace, Inc., B‑403464, B-403464.2,
supra. Here, there was nothing inherently unreasonable with the
agency's use of a security guard desk phone clock to determine
the solicitation's closing time. Notwithstanding the protester's
suggestion to the contrary, there simply is no requirement for
the time maintained by the agency to be synchronized with the
protester's personal cell phone, or any other cell phone.
Moreover, it is apparent that the paramount cause of Lani Eko's
late delivery of its proposal stemmed from the fact that Lani
Eko's representative arrived at the Jemal Building, according to
her own version of events, with approximately 1 minute to spare.
By allowing herself so narrow a margin of time, Lani Eko's
representative assumed the risk that any number of events might
intervene to prevent the timely submission of the proposal. See
Pat Mathis Constr. Co, Inc., B-248979, Oct. 9, 1992, 92-2 CPD
para. 236 at 4. Accordingly, we have no basis on which to object
to the agency's actions. (Lani
Eko & Company, CPAs, B-404863, PLLC, June 6, 2011) (pdf)
B&S contends that DLA should accept its proposals because the
agency was the primary cause of the late filing, and because the
courier was under the control of the agency at the time he
arrived at the VPC. We find no merit to these arguments.
It is an offeror's responsibility to deliver its proposal to the
proper place at the proper time; proposals that are received
after the exact time specified are "late" and must generally be
rejected. Federal Acquisition Regulation (FAR) sect.
52.212-1(f); O.S. Sys., Inc., B-292827, Nov. 17, 2003, 2003 CPD
para. 211 at 3; Integrated Support Sys. Inc., B-283137.2, Sept.
10, 1999, 99-2 CPD para. 51 at 2. The late proposal rules
include limited exceptions under which late proposals may be
considered. Our Office has held that a late hand-carried offer
may be considered for award if the government's misdirection or
improper action was the paramount cause of the late delivery and
consideration of the offer would not compromise the integrity of
the competitive process. See U.S. Aerospace, Inc., B-403464,
B-403464.2, Oct. 6, 2010, 2010 CPD para. 225 at 11; ALJUCAR,
LLC, B-401148, June 8, 2009, 2009 CPD para. 124 at 3. A late
proposal may also be accepted if it is found to have been
received at the designated government installation and was under
the agency's control at the time set for receipt of proposals.
FAR sect. 52.212-1(f)(1)(B); U.S. Aerospace, Inc., supra, at 12.
Nonetheless, even in cases where the late receipt may have been
caused, in part, by erroneous government action, a late proposal
should not be considered if the offeror significantly
contributed to the late receipt by not doing all it could or
should have done to fulfill its responsibility. See U.S.
Aerospace, Inc., supra; ALJUCAR, LLC, supra.
Here, we conclude that the protester's actions were the
paramount cause for the late delivery. As discussed above, the
RFPs stated that if an offeror intended to hand deliver its
proposal, the offeror must provide notice to DLA a day in
advance of delivery in order to be sponsored and be entered into
the VNS. RFP, encl. 6, at 3; RFP, Q&A No. 8. The RFPs further
advised offerors that visitors would be required to check in at
the VPC, and that any delays encountered at the VPC would not be
a basis for accepting a late proposal. RFP, Q&A No. 8.
Despite the instructions and warnings in the RFPs, the record
shows that B&S's courier was not entered into the VNS system
prior to his arrival, nor did the courier have the appropriate
contact information to obtain a sponsor for entry into the VNS.
Moreover, the courier arrived at the VPC less than 10 minutes
before the proposal receipt deadline. On this record, we
conclude that the protester's actions, rather than the agency's
actions, were the paramount cause of the late receipt. See
ALJUCAR, LLC, supra, at 4 (a protester contributes significantly
to a delay where it fails to provide sufficient time for
delivery at a secure government facility).
To the extent that B&S contends that DLA's actions were the
paramount cause of the late delivery, we disagree. First, the
protester argues that the agency was responsible for the late
filing because the acquisition specialist directed the
protester's courier to the wrong building. As discussed above,
the agency does not dispute that the courier was initially
directed to Building 21, instead of Building 20. See AR at 3.
However, the videotape shows that the courier did not leave the
VPC until 1:03 p.m. On this record, we think it is clear that
the courier would not have made a timely delivery of the
proposals, even if he had been directed to the correct building.
Next, B&S contends that personnel at the VPC directed the
courier to call "a person who had nothing to do with the
matter," thus resulting in delay in the courier's departure from
the VPC. Protester's Comments at 3. As discussed above, however,
the call to the DLA Small Business Office was suggested by the
security officer because the courier was unable to provide the
appropriate contact information. Moreover, as discussed above,
the RFPs instructed offerors to contact DLA the day before an
attempted delivery in order to enter couriers into the VNS, and
warned that any delays encountered at the VPC were the
responsibility of the offeror. We do not think that the security
officer's suggestion to call the Small Business Office was the
paramount cause of the delay.
Finally, the protester argues that the courier was under the
control of the government as of the time the courier arrived at
the VPC, and thus the proposals should have been deemed as
timely received. In determining whether a late-submitted
proposal was "under the Government's control" prior to the time
set for receipt of proposals, our Office has held that an
offeror must, at a minimum, have relinquished physical custody
of the proposal. See U.S. Aerospace, Inc., supra; ALJUCAR, LLC,
supra. This requirement is an obvious necessity in order to
preclude any potential that an offeror could alter, revise, or
otherwise modify its proposal after other offerors' competing
proposals have been submitted. B&S's argument misapprehends the
legal standard: the issue is not whether the courier was under
the control of the government personnel, but instead whether the
proposal had been accepted by government personal, thereby
putting it under government control. The record here shows that
the courier did not relinquish control of the proposals until
his arrival at Building 20 at 1:20 p.m. CO's Memorandum Re: Late
Bids, Jan. 24, 2011, at 3. For this reason, as well as those
stated above, we find no merit the protester's arguments.
The protest is denied. (B&S
Transport, Inc., B-404648.3, April 8, 2011) (pdf)
The RFP set the closing date for receipt of proposals as 4:30
p.m. on December 22, 2010. The protester explains that on
December 21, it delivered its proposal package to UPS to be
shipped using "Next Day" service, but that when it checked on
the status of the delivery the following morning, UPS advised it
that severe weather would delay delivery of the package to the
23rd. According to Noble, it then located a UPS store in Minot,
North Dakota and spoke with an employee of the store, who
advised it that he would be able to print, package, and deliver
a copy of the proposal to the base prior to the 4:30 p.m.
closing time.
Before implementing this alternative plan for delivering its
proposal, however, the protester contacted the contracting
officer and explained its situation. According to Noble, the
contracting officer advised that she understood the protester's
problem and stated "that if the proposal was delivered on
December 23, it would still be evaluated." Protest at 5. Based
on this advice, the protester elected not to implement its
alternative plan for proposal delivery. UPS delivered the
proposal to Minot AFB at 11:05 a.m. on December 23.
By letter of January 3, the contracting officer notified Noble
that its proposal had been received after the specified closing
time and would not be considered. On January 13, Noble protested
to our Office.
The protester argues that its proposal was not late because the
contracting officer orally amended the RFP on December 22 to
extend the closing date to December 23. In the alternative,
Noble argues that even if its proposal was late, the agency
should have considered it, because the late delivery was the
result of incorrect information furnished by the contracting
officer.
The protester's first argument is without merit. While it is
true that a contracting officer may provide oral notice of a
solicitation amendment "when time is of the essence," see
Federal Acquisition Regulation (FAR) sect. 15.206(f), Noble has
not alleged that the contracting officer ever in fact advised
Noble that she would "amend" the solicitation to extend the
closing date until December 23. Rather, Noble essentially argues
that it understood the contracting officer's oral assurance that
its proposal would be evaluated even if submitted on the 23rd as
implying that the RFP would be amended since there would not
otherwise have been any basis for the contracting officer to
consider its proposal. However, absent an unambiguous statement
from the contracting officer conveying her intent to amend the
closing date for all offerors, Noble could not reasonably
disregard the solicitation's express closing date and instead
rely on an implied understanding of the contracting officer's
oral assurances, which were otherwise inconsistent with the
terms of the RFP. We have repeatedly held that oral advice that
would have the effect of altering the written terms of a
solicitation, even from the contracting officer, does not
operate to amend a solicitation or otherwise legally bind the
agency, ESCO Marine, Inc., B‑401438, Sept. 4, 2009, 2009 CPD
para. 234 at 8, and that an offeror relies on such oral advice
at its own risk. TRS Research, B-274845, Jan. 7, 1997, 97-1 CPD
para. 6 at 3.
Turning then to Noble's second argument, while it is an
offeror's responsibility to deliver its proposal to the proper
place at the proper time, and late delivery generally requires
rejection of the proposal, see FAR sect. 15.208, O.S. Sys.,
Inc., B-292827, Nov. 17, 2003, 2003 CPD para. 211 at 3, a
hand-carried proposal that arrives late may be considered if
improper government action was the paramount cause of the late
submission and consideration of the proposal would not
compromise the integrity of the competitive procurement process.
Hospital Klean of Texas, Inc., B-295836, B‑295836.2, Apr. 18,
2005, 2005 CPD para. 185 at 4-5.
The protester argues that it was the incorrect information
furnished by the contracting officer regarding the acceptability
of submitting its proposal a day after the specified closing
date that led it to forego its alternative approach to
delivering the proposal by the December 22 deadline, and that
improper government action was thus the paramount cause for the
late submission. We disagree. Even assuming that the contracting
officer did incorrectly advise the protester regarding the
acceptability of delivery on the 23rd, this misinformation did
not prevent the protester from delivering its proposal on time,
and thus was not the paramount cause of the late submission;
rather, it was the protester's decision to rely on the
contracting officer's erroneous oral advice, which was at
Noble's own peril as explained above, and thereby forego its
alternative approach to delivering its proposal that resulted in
the proposal being received late. Because the agency's actions
were not the paramount cause for the late receipt of Noble's
proposal, the agency properly rejected it as late. (Noble
Supply and Logistics, B-404731, March 4, 2011) (pdf)
Metters protests that its proposal should not have been rejected
as late, arguing that a complete copy of its proposal (with the
paper versions of the subcontractors' proposals) was submitted
to the agency before 3 p.m. Metters contends that, to the extent
that its proposal was considered late because it did not submit
its subcontractors' proposals on CDs until after 3 p.m., the RFP
was ambiguous as to what format must be used for the submission
of the subcontractors' proposals. Protest at 9.
It is an offeror's responsibility to deliver its proposal to the
proper place at the proper time, and late delivery generally
requires rejection of a proposal. Slates Roofing Corp.,
B-286052, Nov. 8, 2000, 2000 CPD para.182 at 4. The late
proposal rule alleviates confusion, ensures equal treatment of
offerors, and prevents one offeror from obtaining a competitive
advantage as a result of being permitted to submit a proposal
later than the deadline set for all competitors. Inland Serv.
Corp., Inc., B‑252947.4, Nov. 4, 1993, 93-2 CPD para. 266 at 3;
Phelps-Stokes Fund, B-194347, May 21, 1979, 79-1 CPD para. 366
at 5-6.
Here, the record shows that the agency did not receive a
complete proposal in the correct format from Metters until after
the closing time specified in the solicitation, and therefore
its proposal was late.[3] Although Metters notes the agency had
received all but the subcontractors' proposals by the 3 p.m.
closing time, offerors were required to submit their complete
proposal to the agency by the closing time, and timely delivery
of part of a proposal does not constitute the timely submission
of the proposal. See Inland Serv. Corp., Inc., supra, at 3-4.
We do not agree that the protester's late submission of a
complete proposal was caused by some ambiguity in the RFP.[4] A
solicitation ambiguity exists where two or more reasonable
interpretations of the terms of the solicitation are possible.
Ashe Facility Servs., Inc., B-292218.3; B-292218.4, Mar. 31,
2004, 2004 CPD para. 80 at 10. Here, the RFP stated that:
If any of the work under the cost reimbursable CLIN will be
subcontracted for $650,000 or more, the subcontractor(s) shall
prepare and submit a cost breakdown and cost proposal. If the
subcontractor(s) considers the data to be company proprietary,
the cost proposal shall be submitted directly to the
Contracting Officer with a concurrent redacted copy and
notification to the offeror.
RFP, Proposal Submission Instructions, at 12. This provision
simply informed offerors that they would be required to submit
separate proposals for their major subcontractors under the cost
reimbursement CLIN, and did not address what form those
proposals must take. Rather, the proposals' format was addressed
elsewhere in the RFP's proposal preparation instructions, where
offerors were instructed that they must submit their proposals
on CDs, that paper copies were not permitted, and that
submission of proposals by email or facsimile was not
authorized.[5] See id. at 1.
In short, we find that the RFP required that subcontractors'
proposals, like the offerors' own proposals, be submitted on
CDs. Because Metters did not deliver its subcontractors'
proposals on CDs to the agency until after the specified closing
time, its proposal was late.
Metters also argues that its late proposal should have been
considered by the agency under Federal Acquisition Regulation
(FAR) sect. 15.208(b)(1)(ii), which provides an exception for
late proposals where there is evidence establishing that the
late proposal was received at the government installation
designated for receipt and was under the control of the agency
prior to the time set for receipt of proposals.Even assuming the
application of this provision to the task order competition
here, Metters failed to deliver a complete proposal in the
correct format into the agency's control prior to the closing
time for receipt of proposals. Thus, this exception to the late
proposal rule does not provide a basis for considering the
protester's proposal.
Metters also argues that, because the contract specialist
informed its subcontractor that it could submit its proposal
after the specified closing time, this effectively waived the
RFP's proposal submission time. The Army disputes that its
contract specialist informed Metters that the agency would
consider the subcontractor's proposal submitted after the
closing time for receipt of proposal. We need not resolve this
conflict because the contract specialist does not have the
authority to amend the solicitation or waive the deadline for
proposal submission. See Heath Constr., Inc., B-403417, Sept. 1,
2010, 2010 CPD para. 202. Moreover, such a waiver or amendment
of the closing time for receipt of proposal for only one offeror
would be wholly inconsistent with the purpose of the late
proposal rule, which is intended to assure fair and equal
treatment of offerors. (Metters,
Incorporated, B-403629, November 10, 2010) (pdf)
Agency Determination that Proposal was Not Timely Submitted
USAI first protests that its proposal was, in fact, delivered by
2 p.m. on July 9. In this regard, USAI offers no evidence to
support its assertion other than its messenger's representations
regarding the timing of events prior to proposal submission, and
the messenger's conclusion that "the proposal was submitted by 2
p.m." Statement of USAI Messenger at 2. Rather, USAI notes that
the [contracting officer's representative] COR relied on his
wrist watch in determining that the proposal was late and argues
that the evidence the agency considered, including the COR's
wrist watch, is inadequate to establish the time of receipt,
arguing, among other things, that the agency has failed to
present a "standard metered timestamp showing the exact
Coordinated Universal Time ('UTC') of actual receipt of the
bid." Comments at 1 (italics in original). USAI asserts that the
agency's determination was unreasonable because the agency has
not demonstrated that the COR's wrist watch reflected the "exact
[time], accurate or synchronized to UTC." Id. at 2. Thus, USAI
maintains that "the purported time shown on the watch is not
legally trustworthy, cannot establish the exact time of receipt,
and is not admissible to support the determination that the bid
was late." Id. We disagree.
This Office has repeatedly held that the declaration of the
agency official responsible for receiving bids or proposals is
determinative with regard to the time a bid or proposal is
received, absent a showing that the agency official's
declaration was unreasonable. See, e.g., Pat Mathis Constr. Co.,
Inc., B-248979, Oct. 9, 1992, 92-2 CPD para. 236 at 3; Robert R.
Nathan Assocs., Inc., B-230707, June 28, 1988, 88-1 CPD para.
615 at 2-3; Chattanooga Office Supply Co., B-228062, Sept. 3,
1987, 87-2 CPD para. 221 at 2.
Here, as discussed above, the agency COR specifically concluded
that USAI's proposal was not received until 2:05 p.m., advised
USAI's messenger of that determination, and provided the
messenger written notification reflecting the 2:05 p.m. receipt.
USAI's messenger did not dispute the accuracy of the COR's
determination at that time. Further, as noted above, the record
contains an email from another USAI representative to agency
personnel stating that "Messenger with Bid is lost" and
providing the messenger's name and cell phone number; the face
of that email states that it was sent at 1:58 p.m. AR, Tab 8,
Email from USAI representative to Agency, July 9, 2010, at 1.
Consistent with the time reflected on the USAI email, the COR's
cell phone records show that the first call he placed to the
messenger was made at 1:59 p.m. AR, Tab 12, Verizon Wireless
Record. Thereafter, the COR drove to the messenger's location,
spoke with him, directed the messenger to follow him (the COR)
back to the building 570 parking lot, and drove to that lot--at
which point the messenger handed the proposal to the COR.
Statement of USAI Messenger at 2-3. On this record, we find
nothing unreasonable in the agency's determination that the
proposal was received after the 2 p.m. deadline. USAI's protest
to the contrary is denied.
Alleged Government Delay and Misdirection
As noted above, USAI's messenger complains that he was delayed
in entering the AFB and asserts that he was provided directions
by the Wright-Patterson guard to 1755 Eleventh Street, building
570, which he followed, but that, upon turning onto Eleventh
Street, "the road dead ended into a building." Statement of USAI
Messenger at 2. Additionally, USAI complains that maps provided
by the agency in response to USAI's protest are "incorrect
and/or outdated." USAI Opposition to Dismissal at 2. USAI states
that currently available photographic maps of Wright-Patterson
AFB reflect a "missing section of Eleventh Street, which has
been . . . removed since the Air Force maps [provided in
response to the protest] were drawn," further noting that USAI's
photographic maps indicate that another building has been "built
over the missing section of Eleventh Street." Id. Accordingly,
USAI asserts that:
[T]he paramount cause of delay
here is the fact that the street address listed on the RFP
does not exist (or, incredibly, the address still exists, even
though the street no longer does), and that the Air Force maps
of Area B are wrong. . . . [T]he pertinent section of Eleventh
Street was removed years ago; a new building was built where
the road used to be, and the street now dead ends more than a
block before Building 570.[] It is impossible to find
[building 570] without already knowing where it is.
. . . . .
The time that [USAI's] messenger
arrived on base is not the determining factor here. [USAI's]
messenger could have arrived minutes--or hours--earlier, and
he still never would have found the building until Air Force
personnel either provided accurate directions or took him
there. Comments at 7.
It is an offeror's responsibility
to deliver its proposal to the proper place at the proper time;
proposals that are received after the exact time specified are
"late" and must generally be rejected. Federal Acquisition
Regulation (FAR) sect. 15.208(a); O.S. Sys., Inc., B-292827,
Nov. 17, 2003, 2003 CPD para. 211 at 3; Integrated Support Sys.
Inc., B-283137.2, Sept. 10, 1999, 99-2 CPD para. 51 at 2. The
late proposal rules include limited exceptions under which late
proposals may be considered. Specifically, this Office has held
that a late hand-carried offer may be considered for award if
the government's misdirection or improper action was the
paramount cause of the late delivery and consideration of the
offer would not compromise the integrity of the competitive
process. See, e.g., ALJUCAR, LLC, B-401148, June 8, 2009, 2009
CPD para. 124 at 3; Palomar Grading & Paving, Inc., B‑274885,
Jan. 10, 1997, 97-1 CPD para. 16 at 3; AABLE Tank Servs., Inc.,
B‑273010, Nov. 12, 1996, 96-2 CPD para. 180 at 3; Select Inc.,
B‑245820, Jan. 3, 1992, 92-1 CPD para. 22 at 4. Nonetheless,
even in cases where the late receipt may have been caused, in
part, by erroneous government action, a late proposal should not
be considered if the offeror significantly contributed to the
late receipt by not doing all it could or should have done to
fulfill its responsibility. See ALJUCAR, LLC, supra; O.S. Sys.,
Inc., supra; Palomar Grading & Paving, Inc., supra.
Here, USAI has not demonstrated
that the alleged government misdirection and/or delays
associated with its messenger's entry at gate 19B was the
paramount cause of the late delivery of USAI's proposal. To the
contrary, the record indicates that, even accepting USAI's
assertions that the gate guard provided inaccurate directions
which delayed the submission of USAI's proposal, USAI's own
actions significantly contributed to the late submission of its
proposal. As discussed above, it was USAI's decision to attempt
entry to Wright-Patterson AFB, a secure military facility, at
gate 19B--a gate designated for admission of personnel with
military credentials--rather than at gate 1B--the entrance at
which visitors without military credentials were directed to
arrive. In addition to its decision to attempt entry at a gate
not designated for use by non-military visitors, USAI's
messenger arrived at the entrance gate with less than an hour
remaining before proposals were due, did not obtain advance
approval for entry, and failed to previously ascertain the
location of, and directions to, the building designated for
proposal submission. On this record, we conclude that USAI's own
actions were significant contributing factors to the late
receipt of its proposal, and we reject USAI's assertion that any
delay in obtaining admission through gate 19B and/or the gate
guard's alleged misdirection was the paramount cause of the late
proposal submission. USAI's protest that the agency was required
to accept its proposal because of the government's actions is
denied.
Agency Control of the Proposal
Finally, USAI protests that USAI's proposal was "under Air Force
control" prior to the 2 p.m. closing time. Protest at 2. In this
regard, USAI refers to FAR sect. 52.215‑1(c)(3), which was
incorporated into the solicitation and addresses the late
submission of proposals. In pertinent part, FAR sect.
52.215-1(c)(3) states:
(ii)(A) Any proposal,
modification, or revision received at the Government office
designated in the solicitation after the exact time specified
for receipt of offers is "late" and will not be considered
unless it is received before award is made, the Contracting
Officer determines that accepting the late offer would not
unduly delay the acquisition; and—
. . . . .
(2) There is acceptable evidence
to establish that it was received at the Government
installation designated for receipt of offers and was under
the Government's control prior to the time set for receipt of
offers; or
(3) It is the only proposal received. FAR sect.
52.215-1(c)(3).
In determining whether a
late-submitted proposal was "under the Government's control"
prior to the time set for receipt of proposals, it is clear that
an offeror must, at a minimum, have relinquished physical
custody of the proposal. See, e.g., ALJUCAR, LLC, supra; Einhorn
Yaffe Prescott, B-259552, Mar. 20, 1995, 95-2 CPD para. 153; see
also Shirlington Limousine & Transp., Inc. v. United States, 77
Fed. Cl. 157 (2007). This requirement is an obvious necessity in
order to preclude any potential that an offeror could alter,
revise, or otherwise modify its proposal after other offerors'
competing proposals have been submitted.
Here, as discussed above, USAI's messenger did not relinquish
physical custody of its proposal until it handed the proposal to
the COR in the parking lot outside of building 570. As also
discussed above, the agency reasonably determined that such
transfer of physical custody did not occur until after the 2
p.m. proposal submission deadline. Accordingly, the prerequisite
for consideration of a late proposal contained in FAR sect.
52.215-1(c)(3)(ii)(A)(2)--that is, that the proposal "was under
the Government's control prior to the time set for receipt of
offers"--has not been met, and USAI's assertion that the agency
was required to consider USAI's proposal on the basis of that
FAR provision is without merit. (U.S.
Aerospace, Inc., B-403464, B-403464.2, October 6, 2010)
(pdf)
ATG does not dispute that its proposal was received by DRMS
after 10:00 a.m. local time on April 28. The protester
nevertheless contends that its proposal was not late and should
not have been rejected because ATG met the RFP requirements, as
the offeror understood them, by electronically transmitting its
proposal by 10:00 a.m. local time. In support of its position,
ATG points to the language of the RFP amendments that stated the
time to "submit"--which ATG interprets as "send"--proposals was
10:00 a.m. local time. We disagree.
It is an offeror's responsibility to deliver its proposal to the
proper place at the proper time. FAR sect. 15.208(a) (offerors
are responsible for submitting proposals so as to reach the
designated government office by the specified time); PMTech,
Inc., B-291082, Oct. 11, 2002, 2002 CPD para. 172 at 3;
Integrated Support Sys. inc, B-283137.2, Sept. 10, 1999, 99-2
CPD para. 51 at 2. Similarly, we view it as an offeror's
responsibility, when transmitting its proposal electronically,
to ensure the proposal's timely delivery by transmitting the
proposal sufficiently in advance of the time set for receipt of
proposals to allow for timely receipt by the agency. PMTech,
Inc., supra, at 3-4. Proposals that are received in the
designated government office after the exact time specified are
"late," and generally may not be considered for award. While
this rule may seem harsh in some circumstances, it alleviates
confusion, ensures equal treatment of all offerors, and prevents
one offeror from obtaining a competitive advantage that may
accrue where an offeror is permitted to submit a proposal later
than the deadline set for all competitors. Inland Serv. Corp.,
Inc., B-252947.4, Nov. 4, 1993, 93-2 CPD para. 266 at 3.
Here, the RFP provisions established that offerors' proposals
were to be received by the designated agency contracting
official by April 28 at 10:00 a.m. local time. The email by
which DRMS distributed the RFP likewise informed prospective
offerors that the defining event was the agency's
receipt--rather than an offeror's submission--of proposals by
the due date and time. Moreover, to the extent ATG is now
alleging that the solicitation as amended was ambiguous about
whether the established time was for the submission of
proposals, as opposed to the receipt of proposals, ATG was
required to protest this apparent solicitation defect prior to
the next closing time for receipt of proposals following their
incorporation. 4 C.F.R. sect. 21.2(a)(1) (2010); see Sea Box,
Inc., B-401523, B-401523.2, Sept. 25, 2009, 2009 CPD para. 190
at 3-4 (conflict regarding solicitation closing date constituted
a patent ambiguity that was readily apparent prior to the time
set for receipt of submissions). Having failed to seek
clarification or file a protest before the closing time of the
RFP, ATG may not now assert that its understanding of the
solicitation requirements regarding the submission of proposals
is controlling. See id. at 4; Kellogg Brown & Root, Inc.,
B-291769, B-291769.2, Mar. 24, 2003, 2003 CPD para. 96 at 8-9.
ATG also argues that the timing of the actual delivery of its
proposal was beyond its control--that the 11-minute transmission
times were due to Internet delays and the large files that made
up each of its three emails. The protester notes that it is
operating in Kuwait City where it has had emails take hours, if
not almost all day, to arrive at their destinations. ATG
Response to DRMS Dismissal Request, June 11, 2010, at 3.
In our view, the record shows that the primary cause of ATG's
late delivery of its electronic proposal was that the offeror
delayed attempting to transmit its proposal until shortly before
the time set for the receipt of proposals; as noted above, two
parts of its proposal were sent 8 minutes and 3 minutes before
10:00 a.m., respectively, and the third was sent at 10:00 a.m.
An offeror's responsibility to deliver its proposal to the
proper place at the proper time includes allowing a reasonable
amount of time for the delivery of the proposal. PMTech, Inc.,
supra. Here, we conclude that ATG did not act reasonably in
waiting to transmit its electronic proposal until minutes before
the time set for receipt of proposals, especially when the
offeror was apparently aware of the potentially long email
delivery times common to its location. We think an offeror
accepts the risk of late receipt and rejection of a proposal
where it delays transmitting its proposal until the last few
minutes before the time set for receipt of proposals. Id.
In sum, since ATG's electronically transmitted proposal was not
received in full until 10:11 a.m. (after the time set for
receipt of proposals), it is a late proposal; since it was not
received at the initial point of entry by 5:00 p.m. the day
before proposals were due, the late proposal cannot be accepted.
See Sea Box, Inc., B-291056, supra. (Alalamiah
Technology Group, B-402707.2, June 29, 2010) (pdf)
Due to major winter storms in the Washington D.C. area on
February 5 and 6 and again on February 9 and 10, federal
agencies in the Washington D.C. area were closed from Monday,
February 8 through Thursday, February 11. On February 9, several
offerors, including CFS, attempted to hand deliver their
proposals to the Triangle Service Center in Washington, D.C.,
but could not because the agency was closed. On Friday, February
12, federal agencies in Washington D.C. reopened, but Federal
employees were allowed to arrive for work up to 2 hours later
than they would normally arrive, and employees who could not
report for work were allowed to take unscheduled leave. OPM
Federal Government Archived Operating Status in the Washington,
D.C. Area (Feb. 11, 2010).
On February 12, when GSA reopened, the contracting officer
determined that under FAR sect. 52.212-1(f)(4)--the provision
included in the RFP--the due date for receipt of proposals was
extended from February 9 at 2 p.m. to February 12, at 2 p.m.,
"because GSA was open for business and ready to accept bids well
before 2 p.m. on February 12, 2010." Contracting Officer's
Statement at 2. Multiple proposals were submitted by the
February 12 closing time. The protester submitted its proposal
on February 12, at 2:24 p.m, and it was rejected as late. This
protest followed.
CFS contends that the due date for proposals should have been
extended until 2 p.m. on Tuesday, February 16, because this was
the first day that normal government processes resumed.
Therefore, the protester argues that the contracting officer
determination to reject CFS's proposal as late was in error. The
protester essentially contends that "normal government
processes" could not be said to have resumed on a day when the
federal agency was operating under a 2-hour delayed
arrival/unscheduled leave policy.
We agree with the agency that normal Government processes
resumed on February 12. The agency states it "went on with the
pursuit of its normal business following a morning that
permitted Federal employees some additional time to safely
commute to work" and was able to accept proposals at 2 p.m.
Agency Report at 6. Contrary to the protester's allegations, the
fact that Federal employees were allowed to delay arrival or
take unscheduled leave does not mean that the Government had not
resumed its normal processes. In fact, procedures of the Office
of Personnel Management recognize that situations that allow for
delayed arrival or unscheduled leave are different from the
situations where the "Federal agencies are closed." OPM
Washington, D.C. Area Dismissal or Closure Procedures (Nov.
2009) at 11.
We therefore find that the agency reasonably rejected CFS's
proposal as late because it was received after 2 p.m. on "the
first work day on which normal Government processes resume[d]."
(CFS-INC, JV, B-401809.2, March
31, 2010) (pdf)
The RFP, as amended, required offerors to submit proposals to
the CBP's Arlington, Virginia office by 3 p.m. (eastern time),
Friday, February 12, 2010. Hunter mailed its proposal from
Tucson, Arizona on February 10 via the United States Postal
Service's "Next Day Noon Express." Due to severe inclement
weather in the Washington D.C. area, airplane flights were
cancelled and federal agencies were closed February 8-11. On
Friday, February 12, federal agencies reopened, but were
operating on a "delayed arrival/unscheduled leave" policy.
Hunter's proposal was delivered to the CBP on the morning of
Tuesday, February 16--the next business day following February
12. The agency rejected Hunter's proposal as late, and this
protest followed.
The protester argues that, given the inclement weather and
resulting closures, the CBP should have accepted its proposal
under Federal Acquisition Regulation (FAR) sect. 15.208(d). This
section provides that
[i]f an emergency or unanticipated event interrupts normal
Government processes so that proposals cannot be received at the
Government office designated for receipt of proposals by the
exact time specified in the solicitation, and urgent Government
requirements preclude amendment of the solicitation closing
date, the time specified for receipt of proposals will be deemed
to be extended to the same time of day specified in the
solicitation on the first work day on which normal Government
processes resume.
Hunter argues that, consistent with this FAR provision, its
proposal was timely submitted because CBP received the proposal
prior to 3 p.m. on the first work day that normal government
processes resumed.
We agree with the agency that FAR sect. 15.208(d) does not apply
to the circumstances here. The CBP concluded that normal
government operations resumed on February 12 because the
government was open that entire day. Since the government was
open on February 12, the earlier closures that Hunter cites did
not prevent the CBP from receiving proposals "by the exact time
specified in the solicitation." FAR sect. 15.208(d). Indeed, the
record shows that the CBP had an individual in place to receive
proposals beginning at 8 a.m. on February 12, and CBP received a
number of proposals prior to the 3 p.m. closing time. Motion to
Dismiss at 2. While Hunter points to the "delayed
arrival/unscheduled leave" policy to show that government
processes were interrupted on February 12, the relaxed arrival
and leave policy did not mean the government had not resumed
normal operations, and, in fact, had no bearing on the agency's
ability to receive proposals by the specified closing time.
Because Hunter did not timely deliver its proposal to the CBP,
the proposal was late and properly rejected. See FAR sect.
52.215-1(c)(3); PMTech, Inc., B‑291082, Oct. 11, 2002, 2002 CPD
para. 172 at 3 ("It is an offeror's responsibility to deliver
its proposal to the proper place at the proper time.") (Hunter
Contracting Company, B-402575, March 31, 2010) (pdf)
Latvian Connection asserts that
contrary to the agency's records, it timely submitted its
proposal by e-mail on November 12 at 1:19 a.m. Protest at 4. In
support of this assertion, the protester states that its "'sent'
e-mail folder confirms the transmission of [Latvian
Connection's] proposal," and that it "continued to utilize
(without incident) the same e-mail address in its post-proposal
submission communications" with the agency. Id. The protest also
includes the declaration of Latvian Connection's Chief Executive
Officer (CEO), which states that he transmitted the proposal as
an attachment to an e-mail "at '1:19 [a.m.]' on 'Thursday,
November 12, 2009,'" and that his e-mail records do not "in any
way suggest[] that the e-mail and attachments were rejected as
undeliverable or otherwise not sent." Protest, exh. 6,
Declaration, at 1. The protester asserts that the agency's
actions in awarding the contract to any other offeror were
unreasonable because, in the protester's view, "[t]he evidence
of [Latvian Connection's] timely submission of its lower-priced
proposal to the address specified in the RFP is clear,
cumulative and undisputed." Protest at 6.
It is an offeror's responsibility to deliver its proposal to the
proper place at the proper time. Federal Acquisition Regulation
sect. 15.208; Lakeshore Eng'g Servs., B‑401434, July 24, 2009,
2009 CPD para. 155 at 4. Although the protester has submitted
certain evidence, including the declaration of its CEO, in
support of its assertion that it timely sent its proposal to the
agency, there is no evidence establishing that the proposal was
actually received by the agency. In this regard, the agency
states that in response to Latvian Connection's initial
inquiries and protest, searches of the agency's e-mails were
performed on five different occasions by four different
individuals, including the contracting officer, the cognizant
senior systems administrator, and the cognizant information
management officer, and that these searches did not result in
any finding of the protester's proposal. Contracting Officer's
Statement at 2.
On the basis of the record here, we conclude that the protester
has failed to satisfy its burden of showing that it timely
delivered its proposal to the agency. Lakeshore Eng'g Servs.,
supra; International Garment Processors, B-299674 et al., July
17, 2007, 2007 CPD para. 130 at 7. Accordingly, we have no basis
on which to object to the agency's actions. (Latvian
Connection Trading and Construction, B-402410, LLC, February
25, 2010) (pdf)
The protester contends that it timely submitted part 10 of its
cost/price proposal via e-mail and that its delivery receipt
proves that the agency received the e-mail prior to the
submission due date. In support of its argument, Lakeshore's
network administrator submitted a statement that, to the best of
his knowledge, the protester's e-mail server was fully
functional and operational on May 8, and was capable of sending
and receiving e-mail. Protester's Comments, exh. E. The network
administrator also confirms that it was Lakeshore's server that
generated the delivery status notification, which the protester
refers to as a "delivery receipt." Id. The network administrator
states that to the best of his knowledge, Lakeshore's May 8
e-mail was delivered to the agency. Id. Therefore, the protester
believes that the agency improperly excluded its proposal from
the competitive range.
The Navy argues that the protester has shown only that it timely
sent part 10 of its proposal, not that the proposal was timely
delivered. The Navy contends that it never received the
protester's May 8 e-mail. AR, Tab 3, CO's Statement at 3. The
agency states that its e-mail system was properly functioning on
May 8, and that other incoming e-mails were received in the
e-mail box immediately prior to and shortly after the time that
protester sent its proposal. AR, Tab 4 at 1; Tab 5 at 1.
Therefore, the Navy concludes that the protester failed to
timely deliver the proposal in accordance with the terms of the
solicitation and FAR sect. 52.215-1.
The Navy's Information Technology (IT) Specialist has submitted
a statement explaining that the delivery receipt submitted by
the protester is only a relay message, as opposed to a delivery
message. According to the IT Specialist, relay messages indicate
that an e-mail message was relayed or sent from the sending
server (i.e., Lakeshore's server). AR, Tab 7. Thus, the IT
Specialist states that the message generated by Lakeshore's
server merely confirmed that the e‑mail had been sent or relayed
by Landmark's server, but it does not indicate whether the
e-mail was received by the NMCI server. Id. Accordingly, the
Navy argues that Lakeshore has failed to show timely delivery of
part 10 of its cost/price proposal.
It is an offeror's responsibility to deliver its proposal to the
proper place at the proper time. FAR sect. 52.215-1(c)(3);
PMTech, Inc., B-291082, Oct. 11, 2002, 2002 CPD para. 172 at 3.
While the protester has shown that it timely sent part 10 of the
proposal, there is no evidence that it was received by the
agency prior to the due date for proposal submissions. As
explained above, protester's "delivery receipt," which was sent
by the protester's own e-mail server, confirms only that the
message was successfully relayed from Lakeshore's system. It
does not confirm that the proposal arrived at the agency's
e-mail system.
Because there is no evidence that part 10 of the protester's
cost/price proposal was successfully delivered to the agency's
e-mail box prior to the due date for receipt of proposals, the
protester has failed to satisfy its burden of showing that it
timely delivered its proposal to the agency. Accordingly, we
conclude that the agency reasonably excluded the protester's
proposal from the competitive range. (Lakeshore
Engineering Services, B-401434, July 24, 2009) (pdf)
TSG argues that the agency did not have any reasonable grounds
to eliminate TSG from the competition prior to evaluation of
offers. TSG asserts that the agency was required to consider its
late modification pursuant to the RFP provision stating that "a
late modification of an otherwise successful proposal that makes
its terms more favorable to the government will be considered at
any time it is received and may be accepted." RFP at L-2. TSG
also contends that at the time it was eliminated from the
competition, the agency had not selected an awardee and that TSG,
like all other offerors at that point in the procurement, was
"in line for award" when it submitted its modification to the
agency.
TSG's argument is without merit. Under negotiated procurements,
the FAR provides generally that a proposal received after the
time set for receipt shall not be considered. FAR sect.
15.208(b)(1). Our Office has long held that the late proposal
rule alleviates confusion, ensures equal treatment of offerors
and prevents one offeror from obtaining a competitive advantage
as result of being permitted to submit a proposal later than the
deadline set for all competitors. Tishman Constr. Corp.,
B-292097, May 29, 2003, 2003 CPD para. 94 at 3. The FAR provides
a limited exception for receipt of late proposals that are
submitted by the "otherwise successful offeror" and which
provide more favorable terms. This exception to the general
"late is late" rule is intended to allow the government to
receive the benefit of a more advantageous proposal from the
offeror who has been selected for award, without offending the
general rule that offerors must be treated equally.
As an initial matter, we disagree with TSG's assertion that the
limited exception for receipt of late proposals applies here. An
"otherwise successful proposal" is one that would result in the
award of the contract to the offeror regardless of the late
modification; generally, this means that the government may
accept a favorable late modification only from the offeror
already in line for award. Seven Seas Eng'g & Land Surveying,
B-294424.2, Nov. 19, 2004, 2004 CPD para. 236 at 4. This
exception is not available for every proposal submitted.
Furthermore, an offeror cannot make itself the "otherwise
successful offeror" by submitting a late proposal modification;
instead the offeror must already be the offeror in line for
award prior to the time the late proposal modification is
submitted. Phyllis M. Chestang, B-298394.3, Nov. 20, 2006, 2006
CPD para. 176 at 5 n.3. In this regard, an offeror cannot avail
itself of the late proposal submission provision where the
agency has not already identified an "otherwise successful
offeror." Global Analytic Info. Tech. Servs., Inc., B-298840.2,
Feb. 6, 2007, 2007 CPD para. 57 5-6.
Here, the agency had only begun
its evaluation of proposals when it was advised by TSG that its
project manager was no longer available to perform the contract,
or to attend the scheduled oral presentation. Without this
individual TSG's proposal was deficient, and TSG can not be
viewed as, the "otherwise successful offeror." On this record,
we conclude that the agency's determination not to accept TSG's
late proposal modification was entirely consistent with the RFP
and reasonable under these circumstances.
TSG also argues that the agency's cancellation of its oral
presentation and elimination of its proposal from the
competition were unreasonable. Where a protester challenges an
agency's evaluation of a proposal's technical acceptability, our
review is limited to considering whether the evaluation is
reasonable and consistent with the terms of the RFP and
applicable procurement statutes and regulations. National Shower
Express, Inc.; Rickaby Fire Support, B-293970, B‑292970.2, Jul.
15, 2004, 2004 CPD para. 140 at 4-5.
TSG's argument that the agency's decision to reject its proposal
was unreasonable is primarily based on its contention that the
agency improperly refused to accept its late modification. TSG
does not argue that the agency should have evaluated its
proposal as originally submitted. In any event, the record shows
that once TSG advised the contracting officer that the
individual it proposed as its project manager was no longer
available, TSG's proposal did not meet the RFP requirement that
the proposal identify at a minimum, the key individual
responsible for the overall contract, and a letter of commitment
for that key person. Under these circumstances, we cannot say
that the rejection of TSG's proposal was unreasonable or
violated the terms of the RFP.
As a final matter, we recognize that the protester and the
agency disagree about whether TSG was attempting to identify for
the first time a new key position, director of operations, when
TSG advised the agency that it needed to substitute a new
project manager. Compare Initial Protest at 5 n.1 (TSG says it
was not identifying this individual as one of its key personnel)
with Agency Memorandum of Law at 7 n.8 (the agency concluded
that by submitting a new resume, a letter of commitment and a
request that its director of operations attend the oral
presentation, which was only to be attended by key personnel,
TSG was identifying a new key position). While TSG may not have
intended to identify its new director of operations as a key
employee, its actions, at a minimum, created an ambiguity about
the extent to which TSG was seeking to modify its proposal weeks
after the proposal submission date. We see nothing unreasonable
about the agency’s decision not to allow either of these
modifications. (The Sandi Group,
Inc., B-401218, June 5, 2009) (pdf)
The protester states that two principals of ALJUCAR arrived at
the security checkpoint at 1:52 p.m. to deliver the firm's
proposal to building 421 before the scheduled 2 p.m. closing;
the protester estimates that it is a 3-5 minute drive to the
building from the checkpoint. The protester states there was a
delay at the checkpoint, however, because a security guard there
determined that one of the protester's representatives did not
have adequate identification. According to the protester, the
guard would not allow the individual to remain at the security
checkpoint or walk unescorted to the base exit at Gate 4;
rather, the individual was to be driven back to the nearby exit.
At that point, the protester states, one of its representatives
called the contracting officer from the security checkpoint to
notify him of the matter, and the contracting officer informed
him that the contracting specialist would come to the security
checkpoint to receive the firm's proposal. ALJUCAR does not
state what time it was when its representative gave its proposal
to the contracting specialist at the security checkpoint. The
contracting specialist, on the other hand, reports that it was
after 2 p.m. when she received the contracting officer's request
to leave building 421 to drive to the security checkpoint to
receive the proposal. After the firm's proposal was loaded in
the contracting specialist's car, she apparently spent several
minutes speaking to one of the protester's representatives, then
she returned to building 421 where the proposal was logged in as
delivered at 2:29 p.m., 29 minutes after the scheduled closing
time.
By letter of January 5, 2009, the agency informed ALJUCAR that,
since the firm's proposal had not been under government control
prior to the time set for the receipt of proposals, it was
rejected as late. On January 7, ALJUCAR filed an agency-level
protest asserting that the security guard's improper decision
not to allow one of ALJUCAR's representative to either walk to
the base exit unescorted or remain at the security checkpoint
while the other representative delivered the proposal made it
impossible for the firm to deliver its proposal on time. The
agency denied the protest on February 23, finding that the
protester's allegation of improper government action was not
adequately supported and concluding that, since the contracting
specialist reported she did not receive the proposal from the
protester at the security checkpoint until after 2 p.m., the
proposal (logged in as delivered at 2:29 p.m.) was late. This
protest followed.
It is an offeror's responsibility to deliver its proposal to the
proper place at the proper time, and late delivery generally
requires rejection of the proposal. Integrated Support Sys. inc,
B-283137.2, Sept. 10, 1999, 99-2 CPD para. 51 at 2. However, a
hand-carried proposal that arrives late may be considered if
improper government action was the paramount cause for the late
submission, and where consideration of the proposal would not
compromise the integrity of the competitive process; improper
government action in this context is affirmative action that
makes it impossible for the offeror to deliver the proposal on
time. Id. Nonetheless, even in cases where the late receipt may
have been caused, in part, by erroneous government action, a
late proposal should not be considered if the offeror
significantly contributed to the late receipt by not acting
reasonably in fulfilling its responsibility to deliver a
hand-carried proposal to the proper place by the proper time.
See O.S. Sys., Inc., B‑292827, Nov. 17, 2003, 2003 CPD para. 211
at 3.
Our review of the record here shows no evidence that the ALJUCAR
proposal was in fact received by the agency prior to the 2 p.m.
closing time. The contracting specialist reports arriving after
2 p.m. to retrieve the proposal. While the protester states it
was on the telephone with the contracting officer minutes before
closing, it has not shown that the proposal was under government
control prior to 2 p.m. Rather, the protester argues that the
sole cause of the proposal's untimely receipt was the delay
caused by the guard at the security checkpoint. ALJUCAR contends
that the guard's failure to allow the firm's representative who
lacked adequate identification to either wait at the checkpoint
or leave the checkpoint, unescorted, to exit the base was
improper government action. ALJUCAR disagrees with the agency's
position that the guard's action was appropriate under the
agency's general security policies regarding access and movement
controls at a secure facility such as the Space Center. As the
agency points out, however, even if the guard acted in error, we
cannot conclude that his action was the sole or paramount cause
of the proposal being received late, since the representatives
of the protester--which had the primary responsibility for
delivering its proposal on time--significantly contributed to
the lateness of the proposal.
Despite numerous RFP instructions emphasizing the offeror's
responsibility for timely submission, including that the offeror
should anticipate it taking up to an hour to complete the
required security screening for proposal submissions, the
protester's representatives arrived on the base only 8 minutes
before closing. ALJUCAR simply did not allow sufficient time to
fulfill its responsibility to deliver its proposal by the proper
time. See Wyatt and Assocs., B‑243349, July 1, 1991, 91-2 CPD
para. 5 at 2-3. Given the RFP warnings and the secure nature of
the NASA installation, the protester should have reasonably
anticipated delay in gaining access to the facility. See, e.g.,
Einhorn Yaffee Prescott, B‑259552, Mar. 20, 1995, 95-1 CPD para.
153 at 4. In short, ALJUCAR assumed a risk in allowing so little
time for delivery of its proposal here. Id. In these
circumstances, where the protester did not act reasonably to
fulfill its obligation to deliver its proposal on time, we find
no basis to question the agency's decision to reject the
proposal as late. (ALJUCAR, LLC,
B-401148, June 8, 2009) (pdf)
Rehal objects in its protest to our Office that its proposal was
"mislaid following delivery and consequently was not evaluated,"
arguing that it was "clearly stated under Amendment 0001 to the
Solicitation that all required documentation required to be
submitted" could be delivered to Camp Arifjan. In this regard,
Rehal complains that the proposal delivery instructions were
very complicated and misleading.
We do not agree with Rehal that amendment 1 changed the RFP
delivery instructions that required offerors to submit their
technical and price proposals to two different locations.
Rather, reading the relevant question and answer included in
amendment 1 within the context of the RFQ as a whole, the
solicitation informed offerors that they were still required to
submit one copy of their technical proposal and all of the
copies of their price proposals to the Army Sustainment Command
at Rock Island.[2] In this regard, the RFP, as amended,
continued to inform offerors that receipt of proposals by the
Army Sustainment Command at Rock Island, the only location that
was designated to receive both the technical and cost proposals,
would determine whether offerors' proposals were timely
submitted.
Here, it is undisputed that the protester did not deliver its
technical and price proposals to the Army Sustainment Command at
Rock Island, as directed by the RFP, for the purpose of
establishing the timeliness of the proposal. It is an offeror's
responsibility to deliver its proposal to the proper place by
the proper time. Shirlington Limousine & Transp., Inc.,
B-299241.2, Mar. 30, 2007, 2007 CPD para. 68 at 2. Because Rehal
did not submit its proposal in accordance with the solicitation
instructions, we find reasonable the Army's rejection of Rehal's
proposal.
With respect to Rehal's complaint that the RFP's proposal
instructions were complex and that it was misled by the
solicitation's instructions, even were we to accept Rehal's
arguments, these arguments, at best, would establish a patent
ambiguity, i.e., one that is obvious from the face of the
solicitation. Offerors have an affirmative obligation to seek
clarification prior to the first due date for submission of
proposals following introduction of an ambiguity into a
solicitation. See Bid Protest Regulations, 4 C.F.R. 21.2(a)(1)
(2008). Protests of a patent solicitation ambiguity that are not
filed before the time set for receipt of initial proposals are
untimely and will not be considered by our Office. See Kellogg
Brown & Root, Inc., B-291769, B‑291769.2, Mar. 24, 2003, 2003
CPD para. 96; Bank of Am. , B-287608, B-287608.2, July 26, 2001,
2001 CPD para. 137 at 10. The requirement that protests of
patent ambiguities be filed prior to time set for receipt of
initial proposals is intended to facilitate clarification of
legitimate questions prior to preparation of submissions. Since
Rehal sought no such clarification of this matter prior to
responding to the solicitation, its complaints about being
misled by the solicitation instructions are untimely. (Rehal
International Transportation, B-401090, April 7, 2009) (pdf)
With respect to the first issue, we find that HUD correctly
concluded that Urban Title’s FPR was late. As explained above,
both of Urban Title’s attempts to submit its FPR were received
after the time specified by the agency for receipt of FPRs.
Although Urban Title objects that the agency has provided no
explanation of the anomaly that resulted in the apparent delay
of the protester’s first e-mail for 5 weeks, the protester does
not dispute that it occurred, and the contracting specialist has
provided the facts in a sworn declaration to our Office.
HUD argues that the only exception for a late proposal revision
received by electronic means is found in FAR sect.
52.215-1(c)(3)(ii)(A), which could only apply if Urban Title’s
electronic submission had reached the “initial point of entry to
the Government infrastructure” by 5 p.m. a day before the due
date. HUD points out that Urban Title confirms that its FPR
submissions were sent on the due date (not a day early), and
thus the exception is unavailable.
Urban Title argues HUD elected to limit offerors to submitting
FPRs only by e-mail, and that by doing so, HUD was obliged to
ensure that its e-mail system was reasonably reliable. In Urban
Title’s view, the facts here suggest that HUD failed in meeting
that duty.
In our view, the protester’s argument is foreclosed by the
specific treatment of the issue in FAR sect. 52.215-1(c)(3)(ii)(A).
See Sea Box, Inc., B-291056, Oct. 31, 2002, 2002 CPD para. 181
at 3 (other exception necessarily applies only to proposals not
delivered by electronic means). Moreover, any objection to HUD’s
decision to specify that FPRs be submitted by e-mail is an
allegation of a patent solicitation defect,[3] which is
therefore untimely when raised for the first time now, after
award.[4] 4 C.F.R. sect. 21.2(a)(1) (2008). Accordingly, Urban
Title’s protest to the treatment of its FPR as late is denied.
(Urban Title, LLC, B-311437.3,
January 7, 2009) (pdf)
Sector One asserts that it sent its proposal by express mail to
the address in the RFP for hand-delivery or courier. The
protester has provided the USPS Express Mail label from the
package indicating that it had the correct hand-carried address
provided by the RFP and that USPS made two attempts to deliver
the package, one of which was after the date and time for
submission of proposals. The protester argues that express mail
is delivered by courier and that someone at the agency marked
“refused” in the employee signature box.
It is the responsibility of each firm to deliver its proposal to
the proper place at the proper time, and late delivery generally
requires rejection of the submission. Sencland CDC Enters.,
B-252796, B-252797, July 19, 1993, 93-2 CPD para. 36 at 3. Where
late receipt results from the failure of a vendor to reasonably
fulfill its responsibility for ensuring timely delivery to the
specified location, the late offer may not be considered. Aztec
Dev. Co., B-256905, July 28, 1994, 94-2 CPD para. 48 at 3. An
offer that arrives late may only be considered if it is shown
that the paramount reason for late receipt was improper
government action, and where consideration of the proposal would
not compromise the integrity of the competitive procurement
process. Caddell Constr. Co., Inc., B-280405, Aug. 24, 1998,
98-2 CPD para. 50 at 6. Improper government action in this
context is affirmative action that makes it impossible for the
offeror to deliver the proposal on time. Id.
As an initial matter, the agency denies receiving or rejecting
the Sector One proposal submission that was the subject of the
alleged delivery attempt by the USPS carrier. As explained
above, since USPS does not deliver mail to the building where
the Office of Acquisition is located, the RFP contained a P.O.
box for mailed proposals, and allowed for hand-carried proposals
provided delivery was coordinated with the contracting officer.
By its own admission, the protester did not follow the
instructions in the RFP for submission of its proposal in that
it made no arrangements with the contracting officer for
hand-carried delivery.
In our view, the evidence submitted by the protester does not
establish that the agency actually received the protester’s
submission or that there was an attempt to deliver the proposals
to the agency before the closing time established in the
solicitation. As explained above, the record here, at best, only
demonstrates that the USPS carrier attempted to deliver the
protester’s submission to some DOS location and does not
specifically demonstrate whether anyone at DOS refused to accept
delivery. The record shows that the paramount reason for the
nonreceipt of the protester’s submission is the protester’s
failure to follow the solicitation instructions to either mail
its proposal to the designated P.O. box number or make the
proper arrangements for hand-carried delivery. In short, there
is nothing in the record showing that any affirmative government
action deprived the protester of the ability to make a proper
delivery of its proposal. (Sector
One Security Solution, B-400728, December 10, 2008) (pdf)
Late Quote: The RFQ contemplated the award of an
order to a General Services Administration Federal Supply
Schedule vendor in accordance with Federal Acquisition
Regulation (FAR) Subpart 8.4. The RFQ required that vendors
submit their quotations electronically to the contract
specialist and the contracting officer by 12 p.m. on Monday,
July 21, 2008; email addresses were provided for both agency
recipients. Vendors were cautioned that they were responsible
for ensuring that quotations were received by the agency at the
specified date and time, and that “[q]uotes received after the
exact time specified for receipt of quotes shall not be
considered.” RFQ sect. L.2.
Turner states that on Sunday, July 20 at 10:12 p.m. (the evening
before the due date for receipt of quotations), its vice
president (VP) transmitted the firm’s quotation, consisting of
an e-mail with five attached files in Adobe portable document
format (pdf), to the contract specialist and contracting officer
at the email addresses specified in the RFQ. Turner also
transmitted copies of this email to two other, non‑agency
recipients, one of whom automatically forwarded his email to a
government email account that is sponsored by the Office of
Management and Budget (OMB) for his work on another project.
This addressee received the email and all its attachments at his
OMB mailbox a few minutes after Turner’s transmission. Protest
at 7.
Turner states that, after sending its quotation to these four
recipients, the firm sent a second email to the contract
specialist and contracting officer, informing them that Turner
had submitted its quotation. Turner did not receive any messages
from its email system, informing the firm of errors or problems
with the delivery of these emails. After transmitting these
emails, Turner’s VP called the contract specialist and left a
telephone voicemail message requesting confirmation that the
agency had received Turner’s quotation. Turner did not receive
any response to this voicemail request.
On Monday, July 21, at 10:05 a.m., Turner again called the
contract specialist and left a second voicemail message seeking
confirmation of the receipt of its quotation; one minute later,
Turner left a similar message with the contracting officer. The
contract specialist states that she arrived in her office at
8:10 a.m. but was in another building from 9:30 a.m. until 11:35
a.m. She also states that she received an “unintelligible
[voicemail] message” at 10:16 p.m., on Sunday night, and
Turner’s 10:05 a.m. Monday voicemail message. She states that
after hearing the latter message at 11:35 a.m. on Monday, she
searched her email for Turner’s quotation, but did not find it.
She did, however, see Turner’s second email (which had no
attachments) stating that Turner had submitted its proposal. The
contract specialist states that she was still trying to locate
Turner’s quotation at 12:25 p.m., after the closing time for
receipt of quotations, when Turner’s VP called her, and she
informed him that the agency had not received the firm’s
quotation. Agency Report, Declaration of Contract Specialist, at
2.
Turner immediately re-sent the email with the five attached pdf
files, comprising its quotation, which the agency again did not
receive. The contract specialist suggested that Turner separate
the attachments and send the quotation in multiple emails.
Turner did so, and four of the five attachments were
successfully delivered to the contract specialist’s email
account. Turner eventually converted the remaining pdf file to a
Microsoft Word document, which Turner successfully transmitted
to the contract specialist. Id.
Two other firms successfully transmitted quotations to the
agency by the noon deadline for receipt of quotations.
The contract specialist contacted the agency’s Office of the
Chief Information Officer and requested assistance in
investigating the situation, asking whether there was any way to
determine whether the agency’s server had rejected Turner’s
email with its attachments. After being told that a search of
the office’s records had detected no problems in the agency’s
server and that there was no record of having received the
email, even at the outermost point of entry in the agency’s
system, the contracting officer rejected Turner’s quotation as
late. This protest followed.
Turner does not dispute that its quotation was received late;
rather, the crux of Turner’s protest is that some unspecified
error in the agency’s internet system prevented the timely
delivery of Turner’s quotation. Turner maintains that, because
its email to the agency was simultaneously and successfully
transmitted to the two other non-agency recipients, the
paramount cause of its quotation not reaching the designated
agency email accounts must be something in the agency’s email
system or server, such as, Turner speculates, an arbitrary
blocking of pdf files or other arbitrary fault in the agency’s
system.
DOE does not dispute that Turner attempted to send its quotation
by email before the noon deadline, or that Turner took
reasonable steps to confirm its delivery. Rather, the agency
argues that there is no evidence that Turner’s email ever
reached its server and that, since other offerors successfully
submitted pdf files, the problem most likely was caused by some
technical “glitch” in one of Turner’s pdf files. In this regard,
the agency notes that when, after the closing date for receipt
of quotations, Turner separately transmitted its attachments,
all but one of the attachments was successfully transmitted.
That one attachment had to be converted to a different format to
be successfully delivered to the agency. Legal Memorandum at 4.
FAR provisions in Parts 14 and 15, governing the late
delivery of bids and proposals, generally do not apply to the
late delivery of a quotation. However, where as here the RFQ
contains a late submission provision that quotations must be
received by a stated deadline to be considered, quotations
cannot be considered if received after the deadline. See Data
Integrators, Inc., B-310928, Jan. 31, 2008, 2008 CPD para. 27 at
2. (emphasis added by Wifcon.com)
Here, there is no question that Turner’s quotation was not
received by the agency by the time required for submission of
quotations. Although Turner contends that something in DOE’s
internet system prevented the timely receipt of Turner’s
quotation, there is no evidence in the record to support this
contention. Rather, DOE states that its investigation found no
problems with the agency’s servers that would prevent the timely
receipt of quotations, and that the agency timely received other
emailed quotations which included pdf files, see Contracting
Officer’s Statement at 3, which lends support to this view.
Moreover, Turner’s late delivery of its quotation could not be
completed until after the protester had changed the format of
one of its email attachments, which also lends support to the
agency’s view that Turner’s inability to timely deliver its
quotation to the agency was more likely the result of a
corrupted file. We recognize that Turner disputes that its
attachments were corrupted and that it continues to contend that
it timely transmitted its quotation to DOE; this, however, does
not demonstrate that DOE timely received the firm’s quotation or
was responsible for Turner’s inability to timely deliver its
quotation to the agency. In short, given that there is no
evidence in the record to show actual timely receipt of the
Turner’s quotation, we have no basis to find unreasonable the
agency’s rejection of the quotation as late. See
International Garment Processors, B-299674; B-299743;
B‑299746, July 17, 2007, 2007 CPD para. 130 at 7. (Turner
Consulting Group, Inc., B-400421, October 29, 2008) (pdf)
On August 5, 2008, the Navy posted the RFQ on the FedBizOpps
website. The RFQ specified a closing date and time of 2 p.m.,
August 21. The RFQ contained instructions for submission of
quotations, including the notice that “[e]lectronic bids may be
submitted to the following email address: roicc_chpt_ktr_bids@navy.mil
by the time stated on the [standard form] 18.” RFQ at 7. The
electronic version of the RFQ included a blue, underlined
hyperlink for the email address. With the cursor placed over the
hyperlink for the email address, it appears as
roicc_chpt_ktr_bids@navy.mil, clearly showing the underscoring
of the otherwise blank spaces between characters. The agency
received one quotation, from Mid-Atlantic Crane, which received
the award on September 3.
On September 5, PHC contacted the agency to ask about this
procurement and was told that the agency had not received a
quotation from PHC and that award had been made to another
vendor. PHC maintained that it had sent its quotation by email
on August 21, at 11:52 a.m., to the following address:
roiccchptktrbids@navy.mil, eliminating the spaces created by the
underscoring in the email address as set out in the RFQ. That
same day, PHC submitted its quotation directly to the
contracting officer, as well as information to show the August
21 submission of its quotation. Upon review of the information
provided by PHC, the contracting officer determined that PHC’s
quotation had not been received because it was sent to the wrong
email address. Because the agency first received PHC’s quotation
on September 5, after award already had been made, the agency
did not consider PHC’s quotation further.
The protester does not dispute that its quotation was received
late and after award. Rather, the protester argues that the
circumstances surrounding the late receipt of its quotation
compel the agency to consider it. In this regard, the protester
argues that the error in the email address it used was the
result of the unclear manner in which the address was set out in
the RFQ. Moreover, the protester asserts that the email address
it used must exist because the protester received a notice of
receipt of its email, similar to notices of receipt that it has
received in response to other email submissions that were known
to have been properly received.
We have long held that the requirement to obtain competition to
the maximum extent practicable means that language requesting
quotations by a certain date cannot be construed as establishing
a firm closing date for the receipt of quotations absent a
provision--which was not present here--expressly providing that
quotations must be received by that date to be considered.
Instruments & Controls Serv. Co., B-222122, June 30, 1986, 86-2
CPD para. 16 at 3. Instead, agencies should consider any
quotations received prior to source selection if no substantial
activity has transpired in evaluating quotations and other
vendors would not be prejudiced. Id. See also KPMG Consulting
LLP, B-290716, B-290716.2, Sept. 23, 2002, 2002 CPD para. 196 at
11. Here, where the agency had already made an award prior to
its receipt of the protester’s quotation, we see no reason to
object to the agency’s refusal to consider that quotation. John
Blood, B-274624, Dec. 19, 1996, 96-2 CPD para. 233 at 2.
The protester’s argument that the email address used by the
agency for receipt of quotations was “complicated and
error-prone,” Comments at 2, and that if the address had been
clear the protester would not have made the entry error, does
not compel a different result. As noted above, the email
address, with the underscoring, was clearly visible in the
electronic version of the RFQ once the cursor was placed over
the address. To the extent the underscoring was not apparent to
PHC, PHC nevertheless failed to act reasonably in the electronic
submission of its quotation, which directly resulted in the
agency not timely receiving its quotation. Without first raising
the issue with the agency, PHC simply assumed that what it
perceived as blank spaces between the characters in the agency’s
email address were unintended and immaterial--as noted above,
the email address used by PHC for the submission of its
quotation simply eliminated the underscored spaces. It was
unreasonable for PHC to make this assumption and thereby modify
the email address designated in the RFQ for the submission of
quotations. Given PHC’s own actions, we have no basis to
conclude that the agency acted unreasonably by rejecting PHC’s
late quotation. (Piedmont Hoist
& Crane, B-400563, October 8, 2008) (pdf)
The protester is
one of three offerors whose proposals were included in the most
recent competitive range created by the agency. At issue is the
mode of transmission permitted by the RFP. As a general matter,
offerors may use any transmission method authorized by the
solicitation. Federal Acquisition Regulation (FAR) sect.
15.208(a). The solicitation nowhere authorized the use of
electronic methods of submission for the original proposal and
contemplated the use of facsimile submissions only for revisions
of offers. RFP at 2. The RFP did clearly contemplate submission
in paper form. See id. (listing the mailing address for offers
and instructions for hand delivery, including delivery by
courier).
The record shows that throughout this competition the agency has
made no objection to the submission by e-mail of proposal
revisions by the protester and at least one other offeror. On
May 13, 2008, DSCP transmitted amendment 7 to Labatt as an
attachment to an e-mail that instructed Labatt to “review, sign,
and return this amendment along with your proposal no later than
20 May 2008.” Protest, Exh. 9. The attached amendment specified
a deadline of 2:00 p.m. Eastern Standard Time (EST), May 20.
Amendment 7 increased the guaranteed minimum and maximum order
quantities by over 20 percent and made several changes to the
solicitation which directly addressed Labatt’s previous protest.
The other two offerors submitted proposals by the 2:00 p.m.
deadline; Labatt transmitted its proposal at 4:27 p.m. On May
22, the agency informed the protester that its proposal was
transmitted by e-mail, which was not an authorized transmission
method, and that it was submitted late. This protest followed.
Labatt does not contest that it failed to meet the 2:00 p.m.
solicitation deadline. Rather, Labatt argues that, because the
e-mail transmitting the amendment was created after the
amendment and did not bear the 2:00 p.m. deadline, Labatt
reasonably understood the deadline to be 4:30 p.m. In support of
its position, Labatt relies on FAR sect. 52.212-1(f)(1)
(incorporated into the RFP here), which provides that “[i]f no
time is specified in the solicitation, the time for receipt is
4:30 p.m., local time, . . . on the date that offers or
revisions are due.” The protester met that deadline, and thus
its proposal was not late, Labatt argues. We disagree. The FAR
clause quoted above also stated that “[o]fferors are responsible
for submitting offers, and any modifications, revisions, or
withdrawals, so as to reach the Government office designated in
the solicitation by the time specified in the solicitation.”
Solicitation at 75. The “time specified in the solicitation,”
specifically, amendment 7, was 2:00 p.m., irrespective of what
the transmittal e-mail said, and the protester failed to meet
that deadline.
The protester argues that, assuming all of the offerors made
submissions via e-mail, which, as noted above, was not a
transmission method permitted by the solicitation, the agency
was required to reject all of the proposals. We disagree. Even
where an agency clearly should have amended a solicitation or
otherwise apprised offerors that it had effectively waived a
requirement, our Office will not sustain a protest unless the
protester demonstrates a reasonable possibility that it was
prejudiced by the agency’s actions. 4-D Neuroimaging,
B-286155.2; B-286155.3, Oct. 10, 2001, 2001 CPD para. 183 at
9-10. Here, the agency allowed each of the offerors to submit
proposals by e-mail, which was not a method permitted by the
solicitation; the protester, in fact, benefited from the
agency’s decision to relax the transmission method. The
protester has not shown how it was harmed by the agency’s
acceptance of the offerors' submissions by e-mail. (Labatt
Food Service, Inc., B-310939.6, August 18, 2008) (pdf)
Acceptance of the
late quotation was improper. GPO is correct that
solicitation language setting a certain date and time for
submission of quotations generally does not establish a firm
deadline for receipt of quotations. However, where the
solicitation contains a late submission provision expressly
providing that quotations must be received by the stated
deadline in order to be considered, quotations cannot be
considered if received after the deadline. See M.Braun, Inc.,
B‑298935.2, May 21, 2007, 2007 CPD para. 96; DataVault Corp.,
B-248664, Sept. 10, 1992, 92-2 CPD para. 166 at 2; Instruments &
Controls Serv. Co., supra. Here, the solicitation stated that
“GPO Contract Terms (GPO Pub. 310.2, effective December 1, 1987
(Rev. 6-01)) applies.” AR, Tab B. The referenced GPO contract
terms, in section 7(a) under “Solicitation Provisions,” included
a late submission provision providing that any bid “received …
after the exact time specified for receipt will not be
considered” (except under specified exceptions not applicable
here). This is precisely the type of provision that we have held
precludes an agency from accepting a quotation submitted after
the stated deadline. Although section 7 refers to “bids,” it is
clear from GPO’s incorporation of this provision in the
solicitation that it was intended to apply to the quotations
received here. We conclude that, since TDC’s quotation was
received after the deadline set forth in the solicitation, it
could not be accepted; issuance of the purchase order to TDC
therefore was improper. See M.Braun, Inc., supra. On December
13, 2007, GPO advised us by letter that it had determined
“continued performance under the purchase order issued for the
Quotation Request at issue to be in the best interests of the
Government.” Where, as here, an agency determines that it is in
the best interest of the government to proceed with performance
in the face of a protest to our Office, and we sustain the
protest, we are required by the Competition in Contracting Act
of 1984, 31 U.S.C. sect. 3554(b)(2) (2000), to make our
recommendation for corrective action without regard to any cost
or disruption from terminating the contract, or recompeting or
reissuing the solicitation. Department of the Navy--Modification
of Remedy, B-274944.4, July 15, 1997, 97-2 CPD para. 16 at 2-4.
Ordinarily, therefore, we would recommend that GPO cancel the
purchase order issued to TDC and issue an order to Data
Integrators based on its lowest-priced, timely quotation. See,
e.g., e-LYNXX Corp., B-292761, Dec. 3, 2003, 2003 CPD para. 219
at 9-10 (agency directed to conduct new source selection
decision and cancel order if necessary). Here, however,
shipment was required by December 31, 2007, and we have been
advised by GPO that delivery has been completed. Under these
circumstances, we cannot recommend that GPO cancel TDC’s
purchase order and issue a new order to Data Integrators, since
there is no substantial part of the purchase order remaining to
be performed. See Information Ventures, Inc., B-293518,
B-293518.2, Mar. 29, 2004, 2004 CPD para. 76 at 5 (GAO cannot
recommend disturbing award where contract for educational
services was largely completed); International Data Sys., Inc.,
B‑277385, Oct. 8, 1997, 97-2 CPD para. 96 at 5 (corrective
action not available when contract for personal computers fully
performed). Accordingly, we recommend that Data Integrators be
reimbursed its costs of quotation preparation and of filing and
pursuing the protest, including reasonable attorneys’ fees. Bid
Protest Regulations, 4 C.F.R. sect. 21.8(d)(1), (2) (2007). Data
Integrators should submit its certified claim for costs,
detailing the time expended and costs incurred, directly to GPO
within 60 days after the receipt of this decision. (emphasis
added) (Data Integrators, Inc.,
B-310928, January 31, 2008) (pdf)
Northwest first argues that the agency should accept and
evaluate its submissions because, in the protester’s view, the
USPS records show that delivery was attempted prior to the
closing time, but could not be completed. Thus, the protester
contends that the agency must have failed to make proper
arrangements to receive submissions. The protester also argues
that since its submissions were not proposals, but merely A-E
Qualifications Statements--the evaluation of which are used only
to qualify potential vendors for inclusion on a list for
issuance of task orders at future dates--acceptance and
evaluation of its submissions despite their late receipt causes
no harm to other offerors. It is the responsibility of
each firm to deliver its proposal (or here A-E Qualifications
Statements) to the proper place at the proper time, and late
delivery generally requires rejection of the submission.
Sencland CDC Enters., B-252796, B-252797, July 19, 1993, 93-2
CPD para. 36 at 3. Where late receipt results from the failure
of a vendor to reasonably fulfill its responsibility for
ensuring timely delivery to the specified location, the late
offer may not be considered. Axtec Dev.Co., B-256905, July 28,
1994, 94-2 CPD para. 48 at 3. An offer that arrives late may
only be considered if it is shown that the paramount reason for
late receipt was improper government action, and where
consideration of the proposal would not compromise the integrity
of the competitive procurement process. Caddell Constr. Co.,
Inc., B-280405, Aug. 24, 1998 , 98-2 CPD para. 50 at 6. Improper
government action in this context is affirmative action that
made it impossible for the offeror to deliver the proposal on
time. Id. As an initial matter, the agency denies
receiving or rejecting the Northwest submission package that was
the subject of the alleged delivery attempt by the USPS carrier.
Instead, NPS explains that it followed its standard procedure
for receipt and acceptance of proposals on December 22, 2006. In
this regard, since the designated installation is a secured
facility manned by security personnel on a 24-hour basis,
deliveries entering the building lobby are stopped at the
security desk, while the guard calls the NPS mailroom to advise
that a package had arrived, and needs to be retrieved. CO’s
Statement at 3. If mailroom personnel are not available, the
practice is for building security personnel to call the
contracting and general services offices directly. Moreover, the
agency provided a declaration from the security guard who
covered the post on the date and time in question, and the guard
states that no notice of an attempted delivery was left by the
USPS on that date, and that there were no delivery problems that
day. Declaration of Security Guard, Apr. 11, 2007 . In addition
the CO states that several other proposals were hand-carried to
the agency on December 22, and that, in each case, security
personnel called to advise that a package had arrived. Upon
receipt of these calls, the CO personally greeted individuals
seeking to deliver the submissions and took possession of the
submissions in the building lobby. Finally, the CO explains that
both mailroom and security personnel were aware that the CO was
receiving proposals that day. In our view, the evidence
submitted by the protester does not establish that the agency
actually received the protester’s submissions or that there was
ever an attempt to deliver the submissions to the NPS facility
before the closing time established in the solicitation. As
explained above, the record here, at best, only demonstrates
that the USPS carrier attempted to deliver the protester’s
submissions somewhere in Oakland at 11:22 a.m. on December 22.
There is also no evidence that the NPS failed to make proper
arrangements for deliveries, or in any way mishandled the
submissions. Instead, numerous other proposals were received
throughout the day, and the security guard on duty has submitted
a sworn statement explaining that there were no delivery
problems that day. Under these circumstances, we think the
agency properly refused to accept the protester’s submissions
when they were subsequently delivered by FEDEX.
Alternatively, Northwest asserts that since the submissions here
were only Qualifications Statements, and not proposals, no harm
will result from the agency evaluating its untimely submissions.
For the reasons below, we disagree. The FedBizOpps notice
specifically stated a date and time for delivery of these
submissions and warned vendors that late responses would be
handled in accordance with FAR sect. 15.208. We have recognized
that even when the submissions at issue are not proposals, the
late submission rules alleviate confusion, ensure equal
treatment of all competitors, and prevent one firm from
obtaining any unfair competitive advantage that might accrue
where only one firm is permitted additional time to prepare its
submissions for evaluation by the agency. See Zebra Techs.
Int’l, LLC, B-296158, June 24, 2005, 2005 CPD para. 122 at 3.
(agency reasonably declined to waive a late submission of past
performance information--requested by the solicitation prior to
quotes, and by a date certain--because waiving the clear
submission deadline for the protester would effectively confer a
competitive advantage not provided to other offerors). While the
government may lose the benefit of more advantageous terms
included in a late submission, protecting the integrity of the
competitive procurement process by ensuring fair and equal
treatment among competitors is of greater importance than the
possible advantage to be gained by considering a late submission
in a single procurement. Id. Lastly, the protester
maintains that it is a veteran-owned emerging small business and
may suffer material harm if it is denied the opportunity to be
considered as a potential provider of such services. While we
recognize that denying the protester an opportunity to
participate in these procurements may have an adverse affect on
the protester, acceptance of the protester’s untimely
submissions is unfair to other vendors who timely submitted
responses and inconsistent with protecting the integrity of the
procurement system. (Northwest
Heritage Consultants, B-299547, May 10, 2007) (pdf)
It is an offeror’s responsibility to deliver its proposal to the
proper place by the proper time, and late delivery generally
requires rejection of the proposal. Federal Acquisition
Regulation (FAR) sect. 15.208; The Staubach Co., B-276486, May
19, 1997, 97-1 CPD para. 190 at 3. However, a hand-carried
proposal that arrives late may be considered if improper
government action was the paramount cause for the late
submission, and where consideration of the proposal would not
compromise the integrity of the competitive procurement process.
Caddell Constr. Co., Inc., B-280405, Aug. 24, 1998, 98-2 CPD
para. 50 at 6. Improper government action in this context is
affirmative action that makes it impossible for the offeror to
deliver the proposal on time. Id. Here, as explained below, we
find no basis to conclude that improper government action caused
the late submission of Shirlington’s proposal. The record
shows that once the inconsistency in the delivery addresses
listed in the original RFP was brought to the agency’s
attention, the agency issued an amendment clarifying where
proposals were to be delivered. Thus, there simply is no support
for the protester’s assertion that the agency’s failure “to
provide sufficiently clear delivery instructions,” Comments at
3, caused Shirlington to submit its bid late. The protester
argues that its past pattern of dealing with the agency, which
made it unique among the offerors, led it to conclude that the
proper delivery address was the bid room at 7th and D Streets.
Whatever the protester may have done to satisfy proposal
delivery requirements in prior procurements does not excuse the
protester from its burden to ensure timely delivery of its
proposal at the location specified in the solicitation. See
Schmid & Kalhert GmBH & Co. KG, B‑233467, Feb. 13, 1989, 89-1
CPD para. 148 at 3. In short, there is nothing in the record
showing that any affirmative government action deprived the
protester of the ability to make proper delivery of its
proposal. The protester also asserts that the agency treated
offerors unfairly because DHS employees “may have provided more
explicit instructions to other offerors without sharing this
information with Shirlington.” Comments at 3. As explained
above, two offerors received minimal assistance with directions
to the proposal delivery locations after calling the contract
specialist on the proposal due date. That a contracting official
or other agency employee, in response to an inquiry from a
prospective offeror, provides that offeror with directions to
the proposal delivery location does not form a valid basis of
protest. See Aztec Dev. Co., B-256905, July 28, 1994, 94-2 CPD
para. 48 at 4 (noting that courier could have called the
contracting officer for additional directions to the delivery
location). The protester, of course, could have availed itself
of the same opportunity to obtain directions. The
protester asserts, alternatively, that its proposal was received
and under the government’s control prior to the submission
deadline so that an exception to the rule that late proposals
must be rejected applies. In this regard, FAR sect. 15.208(b)(1)
states that any proposal that
is received at the designated Government office after the
exact time specified for receipt of proposals is “late” and
will not be considered unless it is received before award is
made, the contracting officer determines that accepting the
late proposal would not unduly delay the acquisition; and—
* * * * *
(ii) There is acceptable evidence to establish that it was
received at the Government installation designated for receipt
of proposals and was under the Government’s control prior to
the time set for receipt of proposals . . . .
This exception may apply, if all other conditions are also met,
when a proposal is late but at the office designated for receipt
of proposals, and under the government’s control, before the
time set for receipt of proposals. See States Roofing Corp.,
B-286052, Nov. 8, 2000, 2000 CPD para. 182 at 4-5. This
exception clearly does not apply here given that the proposal
was not, in fact, at any time delivered to “the designated
Government office,” i.e., the address listed in amendment 3 of
the RFP; in fact, it was delivered to an entirely different
location. (Shirlington
Limousine & Transportation, Inc., B-299241.2, March 30,
2007) (pdf)
Omega asserts that the agency was required to consider its late
FPR pursuant to a solicitation provision stating that “a late
modification of an otherwise successful proposal that makes its
terms more favorable to the government will be considered at any
time it is received and may be accepted.” RFP sect. L-1
(incorporating Federal Acquisition Regulation (FAR) sect.
52.215-1). Omega maintains that its proposal was the only
acceptable one--and thus was the “otherwise successful proposal”
prior to the request for second FPRs--because it was the only
one that offered the required OEM warranties; based on
discussions it had with component manufacturers, Omega believes
GDC4S’s proposal could not have included the required OEM
warranties.
Omega’s argument is without merit. An “otherwise successful
proposal” is one that would result in the award of the contract
to the offeror regardless of the late modification; generally,
this means that the government may accept a favorable late
modification only from the offeror already in line for award.
Seven Seas Eng’g & Land Surveying, B‑294424.2, Nov. 19, 2004,
2004 CPD para. 236 at 4; Robotic Sys. Tech., B‑271760, May 14,
1996, 96-1 CPD para. 229 at 3. The record shows that Omega’s
proposal would not have been in line for award prior to the late
modification. In this regard, the agency informed Omega in its
August 17 discussions (prior to the second FPR) that its price
proposal was “unreasonably high, relative to the other offerors,
and is potentially non‑competitive.” Agency Report (AR), exh.
16. Since the agency found that pricing changes were necessary
in order for Omega’s proposed price to be deemed reasonable, and
required offerors to respond to the amended solicitation, its
proposal was not the “otherwise successful proposal,” and there
thus was no basis for the agency to accept its late FPR. (Omega
Systems, Inc., B-298767, November 6, 2006) (pdf)
On August 23, 2006, Symetrics transmitted its FPR electronically
to the contracting officer’s e-mail address. At 2:58 p.m., the
president of Symetrics phoned the contracting officer to notify
her that Symetrics had submitted its FPR. Protest, Symetrics’
President’s Affidavit. The contracting officer received the
e-mail while on the phone with Symetrics’ president and told him
that it was received at 3:01 p.m, according to her computer. The
e‑mail, according to the contracting officer’s computer, showed
the e-mail message forwarding the FPR was sent at 2:54 p.m.
Agency Report, attach. 2, Declaration of Contracting Officer.
Symetrics’ computer mail server records evidence that at
14:55:42 p.m. Symetrics commenced transmission, at 14:55:44 p.m.
the intended recipient was identified and located, at 14:58:30
p.m. Symetrics’ transmission to the destination was identified
as complete, and finally at 14:58:31 p.m. Symetrics’ mail server
returned the following message: “SMTP session successful.”
Protest, exh. B, Affidavit of Information Technology Specialist
Contracted by Symetrics; attach. The Government’s e-mail
relay report showed Symetrics’ FPR was accepted at the server at
Wright-Patterson Air Force Base, Ohio at 2:57:41 p.m. and
delivered to the contracting officer’s e-mail box at 3:01:00
p.m., and that the process was completed at 3:01:00 p.m. Agency
Supplemental Report, Declaration of Computer System Analyst;
Agency Report, attach. 2A, E-mail Relay Report. Symetrics argues
that the rejection of its FPR was unreasonable because it was
within the control of the government by the deadline for receipt
of FPRs. However, a late proposal revision submitted
electronically may only be accepted if one of the exceptions
contained in FAR sect. 52.215-1(c)(3) is applicable. See Sea
Box, Inc, B‑291056, Oct. 31, 2002, 2002 CPD para. 181.
Under the first exception to FAR sect. 52.215-1(c)(3), a late
proposal submitted via electronic means is late, unless
accepting the late offer would not unduly delay the acquisition,
and it was received at the initial point of entry to the
Government infrastructure not later than 5 p.m. 1 working day
prior to the date specified for receipt of proposals. FAR sect.
52.215-1(c)(3)(ii)(A)(1). This exception does not apply, as
Symetrics FPR was not submitted by 5 p.m. on August 22, 2006.
Our Office has previously determined that the second exception,
FAR sect. 52.215‑1(c)(3)(ii)(A)(2), which allows for
consideration of proposals received at the Government
installation designated for receipt of offers and under the
Government's control prior to the time set for receipt of
offers, is not applicable to electronic proposals. Sea Box, Inc,
supra, at 3. Although not expressly stated in the regulation, we
found that the second exception necessarily applies only to
proposals delivered by other than electronic means. This is so
because if the Government considered a late electronic proposal
under the second exception, regardless of whether it was
received by 5 p.m. the previous working day, the first exception
would effectively be rendered meaningless. Id. Since Symetric’s
FPR was not received in the e-mail mailbox of the contracting
officer until 3:01:00 p.m., which was validated by the
Government’s e-mail relay report, the late proposal cannot be
accepted. Id. (Symetrics Industries,
LLC, B-298759, October 16, 2006) (pdf)
The protest is without merit because there is no evidence of
mishandling or any other improper agency action. USAID’s
Director of Mail Management denies receiving or rejecting the
Castle proposal package, and reports that the contractor’s
mailroom supervisor and mailroom staff also deny handling the
package. Director’s Affidavit, paras. 7-8. In this regard, there
is no marking on the returned package to indicate it was handled
by USAID’s mailroom. Further, as noted by the Director, USAID
mailroom procedures do not include handwritten notations for
returns but, rather, involve the use of a special “return to
sender” label (Id. at para. 6) which, we note, does not appear
on the photocopy of the returned package’s label. Further, the
package’s tracking information and the returned label both
indicate that the package was refused at zip code 20460, which
is assigned to the Environmental Protection Agency (EPA),
another tenant in the Ronald Reagan Building with its own
mailroom. Since, aside from the protester’s speculation, there
is no evidence that USAID mishandled the proposal package or
contributed in any way to the failed delivery attempt, the
agency’s subsequent refusal to accept the late proposal was
proper. We find that the record supports the alternative
explanation--suggested by the agency--that Castle’s mislabeling
of the proposal package may have caused the failed delivery. In
this regard, the Reagan Building, where USAID is located, is the
second largest federal building in the country, and is shared by
three other federal agencies and more than 50 private
businesses. There are five separate mailrooms and zip codes for
the building--one for each federal agency and one for the
private businesses. USAID’s zip code--as stated in the RFP--is
20523 and its mailroom is located on the 13½ Street side of the
building, while the private business tenants share the 20004 zip
code--the zip code on Castle’s mailing label--and have their
mailroom on the Pennsylvania Avenue side. According to USAID’s
Director, the mail for each federal agency is delivered by USPS
directly to the particular agency’s mailroom. Given the zip code
on Castle’s proposal package and the absence of the agency’s
name, it appears that USPS may have attempted delivery to the
mailroom for the private business tenants, rather than to
USAID’s mailroom. The Director explains that, when USAID mail is
misdirected to other agencies in the building, those agencies’
staff “will sometimes bring pieces of misdirected mail to our
attention--provided, of course, that the address on the letter
or package makes clear that it is intended for receipt by USAID.”
Id., paras. 3-5. The Director further states that, in his
experience, it is uncommon for USAID mail to be misdirected to
the private business tenants, and even less common for those
firms to alert USAID staff when it does happen. Id. at para. 5.
Thus, while it appears that Castle’s proposal package arrived at
the proper street address--1300 Pennsylvania Avenue--it also
appears that Castle’s failure to use the correct zip code and
agency name may have prevented delivery of its proposal. Castle
asserts that we should find “government mishandling” based on
the “malfunctioning” Click-N-Ship® program, and USPS’s failure
to deliver its Express Mail package by the guaranteed time and
taking 7 days to return the package to Castle. Supplemental
Comments at 5. None of these matters constitute government
mishandling. First, we view the alleged Click-N-Ship® problems
as a failure on the protester’s part, not the government’s,
since the protester chose to use the Click-N-Ship® program to
print its mailing label. Castle was responsible for choosing a
means of addressing its proposal package--such as simply
handwriting all necessary information on an Express Mail
envelope and having the postage affixed at the nearest post
office--that would result in the package being correctly
addressed. Further, any delay connected with USPS’s handling of
the Express Mail delivery is not considered to be mishandling by
the government; the word “government” in the context of proposal
mishandling refers to the procuring agency, not USPS, and the
mishandling must occur after the proposal is received at the
government installation. California State Univ., Fullerton,
B-243040.2, May 9, 1991, 91-1 CPD para. 452 at 2. (The
Castle Group, B-297853, March 21, 2006) (pdf)
We find the agency’s action was the paramount cause for the late
delivery of the proposal revision on Monday, May 17. In this
regard, the agency extended closing to Saturday, May 15, but
failed to establish adequate procedures to ensure that
reasonable attempts to deliver hand‑carried proposals prior to
closing would be received at the place designated for delivery.
Specifically, Saturday was not a normal business day for the
agency and the doors to the agency were locked. The agency did
not post instructions outside the locked door stating that
agency personnel would be present to receive deliveries, or how
to contact them. Therefore, when a courier attempted to enter
the locked doors and received no response from within, it was
reasonable for the courier to assume that delivery at that
address on Saturday was not possible. While the record shows
that Saturday delivery was possible at other times on that day
(as evidenced by the single proposal that the agency did receive
on that day), delivery was impossible at the time Federal
Express attempted to deliver Integrity’s proposal revision (as
evidenced by the note left on the locked door by Federal
Express), and the circumstances of the locked door and lack of
posted instructions regarding delivery of proposals did not
create a reasonable basis upon which the courier should have
concluded that delivery would be possible later that day. But
for the agency’s action here, Integrity’s hand-carried proposal
revision would have been delivered prior to the required closing
date, and we therefore conclude that the agency’s action was the
paramount cause of the late delivery. See Palomar Grading &
Paving, Inc., B‑274885, Jan. 10, 1997, 97‑1 CPD para. 16 at 3-4
(agency’s incorrect delivery instructions was the reason for a
failed timely hand-carried delivery of bid and the paramount
cause of late delivery); Richards Painting Co., B‑232678, Jan.
25, 1989, 89‑1 CPD para. 76 at 2-4 (agency failure to staff room
designated for receipt of bids up to the exact time specified
for bid opening was the paramount cause of late delivery); Sun
Int’l, B‑208146, Jan. 24, 1983, 83‑1 CPD para. 78 at 2-4 (agency
failure to apply reasonable procedure for accepting delivery of
bids on weekends was the paramount cause of late bid delivery);
cf. Bergen Expo Sys., Inc.; Techniarts Eng’g, B‑236970,
B‑236970.2, Dec. 11, 1989, 89-2 CPD para. 540 at 2-3 (where
courier failed to wait a reasonable time for agency personnel to
respond to security guard’s call and courier did not attempt
re-delivery later that same business day, agency’s
action--restricting access and delay in responding to call--was
not the paramount cause of late delivery). We also find that
consideration of the late proposal revision did not compromise
the integrity of the competitive procurement process. The
proposals were not publicly opened and Integrity’s proposal
remained in the possession of Federal Express during the time
between the attempted delivery on Saturday and the actual
delivery by that carrier the following Monday; therefore, there
is no evidence that Integrity had an opportunity to alter its
submission after closing. See Palomar Grading & Paving, Inc.,
supra, at 4; Sun Int’l, supra, at 4. (Hospital
Klean of Texas, Inc., B-295836; B-295836.2, April 18, 2005)
(pdf)
An offer
is late if its does not arrive in the office designated in the
solicitation by the time specified in the solicitation. Sencland
CDC Enters., B-252796, B-252797, July 19, 1993, 93-2 CPD
paragraph 36 at 3. An offer that arrives late may only be
considered if it is shown that the paramount reason for late
receipt was improper government action, and where consideration
of the proposal would not compromise the integrity of the
competitive procurement process. Caddell Constr. Co., Inc. ,
B-280405, Aug. 24, 1998, 98-2 CPD paragraph 50 at 6. Here, FedEx
records provide the only evidence that the FedEx truck was
stopped at a random security checkpoint on the base; the agency
maintains it has no record of such a stop. Agency Report (AR),
Tab 16. However, even assuming there was a security stop, this
would not necessarily constitute improper government action,
since a 20 minute security delay on a military base is not on
its face unreasonable. Rather, we think this is a situation
where an offeror should reasonably anticipate such a delay. We
have recognized that delays in gaining access to government
facilities are not unusual and should not be unexpected. See ,
e.g., Einhorn Yaffee Prescott , B-259552, Mar. 20, 1995, 95-1
CPD paragraph 153 at 3. In any case, we do not view the
government's actions here as the paramount cause of the late
receipt of Kesser's proposal. In this regard, the alleged
security delay took place at approximately 11:40 a.m. Thus, the
courier still had 2 hours to timely deliver the package once he
was allowed to proceed. The courier explained to the CO that,
after he was stopped by the military police, he continued to
follow his usual route until he received a call from his
dispatcher, instructing him to deliver to Building 6 before
making his scheduled stop at Building 4. AR, Tab 11. He then
proceeded to deliver Kesser's package at that time. Given these
circumstances, the paramount cause for the package's late
delivery was the courier's decision to continue on his normal
route after the alleged security delay--rather than deliver
Kesser's proposal at that time--and not the government's
actions. (Kesser International,
B-296294, June 30, 2005) (pdf)
The record here provides no basis to question the reasonableness
of the rejection of Zebra's quotation for failure to timely
submit its past performance information. First, since the RFQ's
late quotation provision expressly applied to the past
performance submission, it is clear that the agency's rejection
of Zebra's quotation for failing to meet the closing time
specified for that submission falls squarely within the terms of
the solicitation. Moreover, the protester has not shown that its
failure to meet the mandatory past performance submission
deadline was only a minor informality that must be waived, as
Zebra argues, as a matter of form over substance. Rather, our
review of the record confirms the reasonableness of the agency's
position that the RFQ's deadline for the past performance
submissions was material to the agency's actual needs, and thus,
was not merely a matter of form. This is evident, for example,
from the repeated emphasis given in the RFQ (as well as its
cover letter, and several answers to vendor questions published
by the agency) to the agency's need to prevent any delay in the
procurement from the substantial past performance evaluation
efforts that were anticipated under the RFQ, including the
management and review of the multitude of past performance
reference questionnaires for each of the many vendors expected
under each of the multiple award groups. (Zebra
Technologies International, LLC, B-296158, June 24, 2005) (pdf)
Seven Seas submitted its reply to CECOM's IFNs on July 27, after
the required date for its reply; Seven Seas also acknowledged
amendment 2 at the same time. The record shows that the
protester's IFN responses would have revised the firm's proposal
in a number of regards. Comments, attach. H. CECOM did not
consider the protesters late response to the IFNs or its late
acknowledgment of amendment 2. In the absence of a timely
response to the IFNs, CECOM concluded that Seven Seas proposal
was technically unacceptable based upon deficiencies and
weaknesses identified in all three technical subfactors, and
based upon the missing past performance information. AR, Tab K,
Letter from CECOM to Seven Seas (Aug. 2, 2004). CECOM rejected
Seven Seas proposal, and this protest followed. Seven Seas
acknowledges that its reply to the agency's IFNs was late, but
protests that the contracting officer should have considered the
protesters late response. Seven Seas argues, citing Federal
Acquisition Regulation (FAR) 15.307, that the contracting
officer is required to establish a common cut-off date for only
the receipt of final proposal revisions, and that, because the
IFNs did not request the firm's final proposal revisions, the
contracting officer had latitude to relax time constraints for
the submission of proposal revisions before the final revision.
Comments at 4-6. On this basis, Seven Seas contends that the
contracting officer could waive the late submission of the firms
proposal revisions as a minor informality under FAR14.405. Seven
Seas does not contend that its late response to the IFNs was due
to any action or inaction by the agency. We disagree with Seven
Seas apparent belief that the contracting officer was required
to consider the protester's late IFN responses or was required
to waive the protesters late proposal revisions. Although it is
true that FAR 15.307(b) provides for a common cut-off date only
for receipt of final proposal revisions, this does not mean that
an offeror is permitted to submit other proposal revisions (not
the final proposal revision) after the time specified by an
agency. FAR 15.208 provides in this regard that offerors are
responsible for submitting proposals, revisions, and
modifications to the proper place at the proper time and that
late submissions of proposals, revisions, and modifications may
not be considered, except, as is pertinent here, where the late
submission is received before award, and is a late modification
of an otherwise successful proposal that makes its terms more
favorable to the government. An otherwise successful proposal is
one that would result in the award of the contract to the
offeror regardless of the late modification. RMS Indus.,
B-245539, Dec. 9, 1991, 91-2 CPD 528 at 3. Here, Seven Seas
initial proposal was not technically acceptable and therefore
could not be considered an otherwise successful proposal. In the
absence of any action by the agency causing the protester's late
response to the IFNs, we conclude that the contracting officer
did not act unreasonably in rejecting Seven Seas late IFNs
responses. (Seven Seas Engineering &
Land Surveying, B-294424.2, November 19, 2004) (pdf)
It is well established that the standard for late proposals does
not generally apply to requests for quotations. An RFQ, unlike a
request for proposals (or an invitation for bids), does not seek
offers that can be accepted by the government to form a
contract. Rather, the government's purchase order represents the
offer that the vendor may accept through performance or by a
formal acceptance document. DataVault Corp., B-248664, Sept. 10,
1992, 92-2 CPD 166 at 2. It follows that language in an RFQ
requesting quotations by a certain date cannot be construed as
establishing a firm closing date for receipt of quotations,
absent a late quotation provision expressly providing that
quotations must be received by that date to be considered.
Instruments & Controls Serv. Co. , B-222122, June 30, 1986, 86-2
CPD 16 at 3. An agency may consider late quotations or quotation
modifications, so long as the award process has not begun and
other offerors would not be prejudiced. KPMG Consulting LLP ,
B-290716, Sept. 23, 2002, 2002 CPD 196 at 11. Here, AMC
considered AFMOs submission substituting that firm for Tactical
Gear Now. AMCs action was consistent with the RFQ, which did not
contain a late quotation provision. Further, the substitution of
AFMO for Tactical Gear Now was received on May 28, only 2 days
after the closing time on May 26, and apparently before start of
the selection process. Since there is no apparent basis to find
that any competitor was prejudiced by the agencys acceptance of
the substitution of AFMO for Tactical Gear Now, we find that AMC
acted properly when it accepted AFMOs late modification of the
quotation. (Armed Forces Merchandise
Outlet, Inc., B-294281, October 12, 2004) (pdf)
The FedEx courier arrived at the DOT building with InfoGroup's
package (and, apparently, numerous other packages) at around
9:30 a.m. on Friday, August 13. Security personnel x-rayed and
date-stamped the package, and the courier then signed in at 9:37
and proceeded into the building to deliver the packages,
unescorted, to individual rooms. While at the building,
according to the courier, he attempted to telephone the
contracting officer at the number on InfoGroup's proposal
package to find out the room number to which the package should
be delivered, but there was no answer. Letter from FedEx to
Protester, Sept. 9, 2004. Before leaving the building at 2:30
p.m., the courier placed a second call to the contracting
officer; again, however, there was no answer. The courier
therefore left the building and returned to the FedEx office
with the package. FedEx telephoned the agency again on the
afternoon of Tuesday, August 17, and learned the room number at
that time. The proposal package finally was delivered on August
18 at 12:11 p.m. Since this was well after the August 16 closing
time, the agency rejected the proposal as late. The protest is
without merit. There is no evidence of improper agency action.
The RFP clearly set forth the precise location for delivery of
proposals, and InfoGroup's courier arrived at the proper address
and was permitted access to the building for purposes of
delivering packages. While the protester points to the agency's
failure to escort the courier or to be available to provide
information to the courier, the agency was not required to
perform these functions. Rather, the agency fulfilled its
responsibility by providing the protester with complete delivery
information, including the room number, and then providing the
protester's courier with access to the building for purposes of
delivering the proposal. The fact that the agency did not
proceed in accordance with InfoGroup's understanding regarding
DOT building policy is not improper agency action; the RFP did
not state that couriers would be escorted to the designated
room, and there simply was no basis for the protester to plan
the delivery of its proposal using that assumption. InfoGroup,
on the other hand, did not reasonably fulfill its responsibility
for ensuring timely delivery. The solicitation informed offerors
that proposals were to be received in room 5301. InfoGroup
failed to list the room number on the proposal package and this,
as the record shows, led to the courier's inability to deliver
the package. In this regard, as noted above, FedEx states in a
September 9 letter sent to the protester in connection with this
protest that the courier was unable to deliver the proposal
package on August 13 due to the absence of a room number on the
package. We note that this explanation is consistent with the
courier's attempts to contact the contracting officer while he
was in the DOT building on August 13. (InfoGroup
Inc., B-294610, September 30, 2004) (pdf)
The dispositive question here is when Immediate’s president
relinquished control of its proposal. Even if we agree with the
protester that Immediate’s BAFO was properly logged in by the
guard at 2 p.m., Immediate’s president retained control of the
proposal after the guard signed for the package, because the
president (not the guard) delivered the proposal to the
contracting specialist. We do not agree with the protester that
the brief exchange between the guard and Immediate’s president
qualifies as relinquishment of control. See J.C.N. Constr. Co.,
Inc., B-250815, Feb. 23, 1993, 93-1 CPD ¶ 166 at 3. Since
Immediate’s president did not relinquish control of the BAFO
until 2:14 p.m., after the time set for the receipt of BAFOs, to
the contract specialist, its BAFO was properly rejected as late.
(Immediate Systems Resources, Inc.,
B-292856, December 9, 2003) (pdf)
In the context of negotiated procurements, such as the one at
issue here, there is, of course, no bid opening and thus no
requirement that a government official announce when the time
for receipt of submissions has arrived. However, just as we
believe that it would have been reasonable for a government
official, had this been a sealed bid acquisition, to announce
bid opening at any point between 14:00:00 and 14:00:59, we
believe that the RFP’s reference to a closing time of 14:00
hours could reasonably be interpreted either as requiring that
proposals be received by 14:00:00, or as requiring that they be
received by 14:00:59. To the extent that is viewed as an
ambiguity in the solicitation, it was one that was obvious from
the face of the RFP, and we have repeatedly held that an offeror
who chooses to compete under a patently ambiguous solicitation
does so at its peril and cannot later complain when the agency
proceeds in a manner inconsistent with one of the possible
interpretations. Wackenhut Servs., Inc., B‑276012.2, Sept. 1,
1998, 98‑2 CPD ¶ 75 at 5. The protester contends that the
fact that the RFP referenced the closing time for receipt of the
part 1 proposals as “14:00:00” indicates that the agency
intended the reference to “1400 hours” in the instructions for
receipt of part 2 proposals to be interpreted as 14:00:00. This
argument is not persuasive. It could be argued equally
reasonably that the agency’s dropping of the zeroes in the
seconds place in the time specified for receipt of part 2
proposals signified that it did not intend that reference to be
interpreted as 14:00:00. Accordingly, if the record establishes
that Gray’s proposal was received prior to 14:01:00, we think
that the agency need not have rejected it as late. Turning
then to our second question, we think that the record here
establishes that Gray’s proposal was received by the agency
prior to 14:01:00. A proposal is received at the time that the
offeror relinquishes control of it to the government. See Weeks
Marine, Inc., B-292758, Oct. 16, 2003, 2003 CPD ¶ __; Carothers
Constr., Inc., B-235910, Oct. 11, 1989, 89-2 CPD ¶ 338 at 4.
Gray’s messenger relinquished control of Gray’s proposal package
to the designated contracting official by placing it on her desk
in her presence, which, according to the contracting official’s
uncontroverted statement, occurred prior to the time/date stamp
clock turning to 14:01. The fact that the contracting official
may not have picked up the package prior to 14:01 is irrelevant
since an individual may gain effective control over an item
without actually taking it into his or her hands. The case cited
by the protester for the proposition that an offeror does not
relinquish control of its proposal by placing it on a desk in
the opening room, George W. Kane, Inc., B-245382.2, Feb. 4,
1992, 92-1 CPD ¶ 143, is distinguishable from the case at hand.
In the Kane case, no government official was present at the desk
at the time the bidder placed its bid on it; thus, placing the
bid on the desk did not transfer it to the control of an
appropriate government official. (The
Haskell Company, B-292756, November 19, 2003) (pdf)
Improper government action in this context is affirmative action
that makes it impossible for the offeror to deliver the proposal
on time. Id. Nevertheless, even in cases where the late receipt
may have been caused, in part, by erroneous government action, a
late proposal should not be considered if the offeror
significantly contributed to the late receipt by not acting
reasonably in fulfilling its responsibility to deliver a
hand-carried proposal to the proper place by the proper time.
Integrated Support Sys., Inc., B-283137.2, Sept. 10. 1999, 99-2
CPD ¶ 51 at 2. Here, as explained below, we find no basis to
conclude that improper government action was the paramount cause
for the late submission of O.S.’s proposal. Even conceding that
USSOCOM may have complicated delivery of hand-carried proposals
by not including more explicit instructions in the RFP and by
designating a location with restricted access for receipt of
proposals, the record evidences that the delivery driver
contributed significantly to the late delivery of the proposal.
Indeed, the record indicates that the main reason that the
proposal was received late was because the delivery driver was
unfamiliar with the exact address on MacDill AFB, and decided to
make another delivery first and then to attempt to find the
filing location unaided, rather than seeking advice concerning
the address and location of the contracting officer immediately
upon entering the facility. It was only after this effort proved
unsuccessful that the delivery driver attempt to contact the
contracting officer (just prior to 2 p.m.), and to seek the
assistance of other personnel, including those in the mailroom
at the designated address.[3] The delivery driver ultimately was
able to deliver the proposal to the contracting officer, albeit
30 minutes after the designated time for receipt of proposals,
which evidences that the delivery driver could have delivered
the proposal to the proper place at the proper time if he had
more prudently utilized his time upon entering the facility.
Thus, we find that the delivery driver significantly contributed
to the late receipt of O.S.’s proposal, and that improper
government action was not the paramount cause of its late
receipt. (O.S. Systems, Inc.,
B-292827, November 17, 2003) (pdf)
As a general matter, offerors may use any transmission method
authorized by the solicitation. Federal Acquisition Regulation
(FAR) § 15.208(a). Here, the RFP incorporated by reference FAR §
52.215-1, which provides in pertinent part as follows:
"Unless other methods (e.g., electronic commerce or facsimile)
are permitted in the solicitation, proposals and modifications
to proposals shall be submitted in paper media . . . ."
FAR § 52.215-1(c)(1). The solicitation nowhere authorized the
use of electronic methods of submission, and in fact clearly
contemplated submission in paper form. See RFP § A2 (listing the
mailing address for offers and instructions for hand delivery).
Accordingly, since the RFP did not authorize submission of
offers by e-mail or other electronic methods, NSF properly
rejected IBS's electronically submitted FPR. See Environmental
Control Div., Inc., B-255181, Feb. 16, 1994, 94-1 CPD ¶ 115 at 4
(facsimile best and final offer (BAFO) was properly rejected
where RFP did not provide authorization for facsimile
submissions); G.D. Searle & Co., B-247077, Apr. 30, 1992, 92-1
CPD ¶ 406 at 3. In any event, even if the RFP had
authorized electronic submission of offers, the record shows
that at the submission deadline--10:30 a.m., March 13--NSF's
server had received only the technical portion of IBS's
proposal. Two minutes after the deadline, NSF's server received
the remaining cost portion.[1] Proposals received after the
exact time specified for receipt of proposals are late and will
not be considered by the government unless the exceptions
outlined in FAR § 15.208(b)(1) apply. PMTech, Inc., B-291082,
Oct. 11, 2002, 2002 CPD ¶ 172 at 2. Nothing in the record
suggests that those exceptions apply here. Thus, NSF was under
no obligation to consider the submission it received at 10:30
a.m. because that submission was missing a material portion.
Cyber Digital, Inc., B-270107, Jan. 24, 1996, 96-1 CPD ¶ 20 at
4. (Integrated Business Solutions,
Inc., B-292239, July 9, 2003)
We have always viewed the underlying policy for application of
the late proposal rules as ensuring fair and equal competition
and avoiding confusion. See, e.g., Phelps-Stokes Fund, B‑194347,
May 21, 1979, 79-1 CPD ¶ 366 at 5 (prior to Abt); see also
PMTech, Inc., B‑291082, Oct. 11, 2002, 2002 CPD ¶ 172 at 3.
Given that HHS had received, by means specifically authorized by
the RFP, a complete copy of Tishman's proposal prior to the time
set for receipt of proposals, we fail to see how the late
proposal rule or policy would be violated by consideration of
Tishman's proposal. HHS argues that consideration of
Tishman's proposal would reflect an unequal treatment of those
offerors that were able to timely submit both an electronic and
paper version of its proposals. HHS neglects, however, to
consider that such “unequal treatment,” as asserted by the
agency here, is not material nor does it present any possibility
that Tishman could obtain competitive advantage over other
offerors, given that it undeniably submitted a proposal by the
closing time. Rather, as we found in Abt, the protester's
failure to timely deliver more than one complete copy of its
proposal is nothing more than a minor informality. Moreover,
contrary to HHS's suggestion, since no one denies that Tishman's
electronic proposal was timely submitted and was identical to
its paper proposal, there is nothing that indicates any possible
confusion. (Tishman Construction
Corporation, B-292097, May 29, 2003)
It is the contracting agency's right to determine when the
negotiation and offer stage of a procurement is finished, and an
offeror has no legal right to insist that negotiations be
reopened after final proposal revisions have been submitted.
Independent Bus. Servs. Inc., B-235569.3, Nov. 2, 1989, 89-2 CPD
¶ 413 at 3. The record shows that more than 2 months after
submission of final proposal revisions Dismas requested a site
change on the basis that its proposed site was unavailable and
had been sold to another party. Nothing in the record suggests
that the agency acted unreasonably or in a way inconsistent with
the solicitation in deciding not to accept Dismas's proposal
revision. A late proposal modification may be accepted
only if the late modification makes the terms of an otherwise
successful proposal more favorable to the government.
Environmental Tectonics Corp., B-225474, Feb. 17, 1987, 87-1 CPD
¶ 175 at 4. Here, notwithstanding the statement in the agency
report that Dismas was “apparently in line for award,” there is
nothing in the contemporaneous evaluation record showing that
the agency had concluded that the Dismas revised proposal was
the “otherwise successful” proposal. Since, as the agency report
to our Office indicates, a recommendation concerning Dismas “was
being reviewed,” it is not clear from the record which offeror
was actually in line for award based on revised proposals. The
documents referred to by the agency in its report do not
identify any “otherwise successful” proposal. Agency Report, Tab
9B. More importantly, at the time Dismas requested the site
change, its revised proposal was no longer acceptable because
its proposed facility was no longer available. Thus, under these
circumstances, the RFP provision cited by Dismas does not
provide a basis to accept Dismas's request for a site change.
(Dismas Charities,
Inc. , B-291868, April 23, 2003) (pdf)
Here, the RFQ's call for “technical proposals” due on the next
business day may well have been objectionable in other
circumstances. In the context of the unique facts of this case,
however, we do not find the agency's actions to be
objectionable. During a telephonic hearing that our Office
conducted, Warden admitted that it could have timely prepared
and submitted the requested technical proposal; instead,
according to the protester, the critical issue was the medium of
submission, not its ability to prepare a technical proposal in
the limited time. Warden apparently believed that it could
prepare and submit its proposal by the deadline, if the agency
would accept e-mail submission. Warden was unwilling, however,
to fax its proposal (as the contracting officer suggested)
because it was concerned that even if transmission began before
1 p.m., the last faxed page might not be received by 1 p.m.
Warden did not raise this concern about facsimile transmission
with the SBA during the September 30 telephone calls, and
concedes that it probably could have faxed the proposal before 1
p.m., although it would have been close to that deadline.
Furthermore, the contracting officer stated during the
telephonic hearing that she would have stood by her offer to
accept the facsimile of Warden's submission. Warden's company
personnel nevertheless decided to file a protest instead. In
other words, Warden could have made a timely submission to the
contracting agency, but instead chose not to. (Warden Associates, Inc., B-291440;
B-291440.2, December 27, 2002)
Sea Box does not dispute that its proposal could not be accepted under the first
exception, FAR § 52.215-1(3)(ii)(A)(1), since it was not transmitted by 5:00 p.m. the
working day before the due date. See PMTech, Inc., B-291082, Oct. 11, 2002, 2002
CPD ¶ __ at 2-3 (electronic proposal transmitted 13 minutes prior to deadline for
submitting proposals properly rejected). Sea Box argues, however, that its proposal
nevertheless could be accepted under the second exception, FAR §
52.215-1(3)(ii)(A)(2). While the second exception may be
broad enough to encompass situations involving electronic
commerce delivery methods, we do not read the regulation as
providing two alternative means for determining whether a late
electronically transmitted proposal may be accepted. The first
exception applies, by its express terms, to situations where a
proposal has been submitted by an electronic commerce method,
and unqualifiedly permits such a late proposal to be considered
for award only if it was received at the initial point of entry
to the government infrastructure no later than 5:00 p.m. the
preceding working day. Although not expressly stated in the
regulation, we think the second exception necessarily applies
only to proposals delivered by other than electronic means. This
is so because, under the protester's alternative interpretation,
late electronically transmitted proposals could be considered
for award under the second exception whether or not they were
received at the initial point of entry by the preceding working
day; this would essentially render the first exception a
nullity. Since the first exception expressly applies to
electronically transmitted proposals, there is no reason to
assume that such a result was intended. Moreover, such an
interpretation would be inconsistent with the fundamental
principle that statutes and regulations must be read and
interpreted as a whole, thereby giving effect to all provisions.
See Waste Mgmt. of North Am., B-225551, B-225553, Apr. 24, 1987,
87-1 CPD P: 435 at 5. We conclude that the two exceptions are
complementary, each addressing the circumstance of a late
proposal, depending upon the method of proposal submission.
Since Sea Box's electronically transmitted proposal was received
at the specified e-mail destination after the time set for
receipt of proposals, it is a late proposal; since it was not
received at the initial point of entry by 5:00 p.m. the day
before proposals were due, the late proposal cannot be
considered for award. (Sea
Box, Inc., B-291056, October 31, 2002) (pdf)
We
view it as an offeror's responsibility, when transmitting its
proposal electronically, to ensure the proposal's timely
delivery by transmitting the proposal sufficiently in advance of
the time set for receipt of proposals to allow for timely
receipt by the agency. In our view, the record shows that
the primary cause of PMT's late delivery of its electronic
proposal was that PMT delayed attempting to transmit its
proposal until only 13 minutes before the time set for the
receipt of proposals. An offeror's responsibility to
deliver its proposal to the proper place at the proper time
includes allowing a reasonable amount of time for the delivery
of the proposal. Thus, we have found that where an offeror
delayed transmitting a lengthy facsimile best and final offer
until 10 minutes prior to the closing deadline, and the agency
otherwise had reasonable facsimile submission procedures in
place, the late receipt of the offeror's facsimile transmission
was the fault of the offeror and not the government. See
Brookfield Dev., Inc. et al., B-255944, Apr. 21, 1994,
94-1 CPD ¶ 273 at 3; see also Cyber Digital,
Inc., supra, at 4 (late receipt of facsimile
transmission of best and final offer was offeror's fault where
offeror waited until 30 minutes before the closing time to
request an extension, which was denied, and thereafter
transmitted the proposal). (PMTech,
Inc., B-291082, October 11, 2002) (pdf)
We do not think the agency was
required to anticipate that faxing would make the intended due
date unclear such that potential offerors could be misled.[3]
We note in this regard that agencies are not guarantors that
solicitation documents will be received by offerors in every
instance--the risk of nonreceipt rests with offerors. Chem-Fab
Corp., B-277795, Oct. 27, 1997, 97-2 CPD ¶ 120. It follows,
we think, that agencies are not guarantors that information sent
by fax will be accurately printed by an offeror's fax machine.
We conclude that the agency properly rejected Centro's offer as
late. (Centro
Management, Inc., B-287107, March 9, 2001)
The timeliness of SRC's proposal
turns solely on the sequence of two events--the contracting
officer's time-stamping of the sheet of paper at 4:01, and the
protester's arrival in Suite 100. If SRC arrived prior to the
time-stamping, its proposal was timely submitted, since the
contracting officer used the time-stamping to signify that the
closing time had passed; [4] if the protester's delivery of its
proposal occurred after the sheet of paper was time-stamped, it
was late. The most probative evidence of the sequence of these
events is the statement of the daughter, who undisputedly was
actually in Suite 100 during the entire time in question, and
was the only person who saw both the contracting officer
time-stamp the piece of paper at 4:01, and SRC deliver its
proposal. As noted, the daughter states that she observed the
contracting officer and chief return from the porch and
time-stamp the sheet of paper, and that it was not until after
this happened, and the agency officials left Suite 100, that she
observed SRC's representative enter with the firm's proposal.
(States
Roofing Corporation, B-286052, November 8, 2000)
Here, the contracting officer
denies that the agency received the protester's quote, and the
protester's facsimile transmission report is inadequate, by
itself, to establish receipt by the agency. This is so because
our Office does not regard a transmission record within the
protester's control, such as this one, to be definitive evidence
of transmission, since such a record can be created or altered
to support a protester's contention. (W&W
Logistics, B-283998, December 30, 1999)
Agency reasonably rejected
protester's hand-delivered proposal as late where the protester
significantly contributed to the late receipt of the proposal by
failing to allow sufficient time for timely delivery of the
proposal. (Integrated
Support Systems inc, B-283137.2, September 10, 1999)
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