Y&K next
complains that the RFP unreasonably provides for assigning an
acceptable past performance rating to an offeror having no
relevant record of past performance in violation of FAR sect.
15.305(a)(2)(iv), which provides that under such circumstances
an offeror may not be evaluated favorably or unfavorably. See
Protest at 3; Comments at 1-2. In this respect, the protester
contends that assigning an acceptable past performance rating to
an offeror with no record of relevant past performance would
have a significantly favorable impact on that offeror's overall
evaluation rating. See Comments at 1.
The agency disagrees that its solicitation's rating scheme
violates FAR sect. 15.305(a)(2)(iv). In this regard, the agency
notes that its rating scheme is consistent with the Department
of Defense's (DOD) source selection procedures. See Memorandum
from the Under Secretary of Defense, Acquisition, Technology and
Logistics, Department of Defense Source Selection Procedures,
Mar. 4, 2011, App. A at A-2 (offeror without past performance
record shall be determined to have unknown past performance and
considered acceptable).
FAR sect. 15.305(a)(2)(iv) provides:
In the case of an offeror without a record of relevant past
performance or for whom information on past performance is not
available, the offeror may not be evaluated favorably or
unfavorably on past performance.
This provision embodies the principle that an offeror neither be
punished nor rewarded for the lack of relevant past performance.
Thus, we have found, consistent with this provision, that an
evaluation scheme that penalizes an offeror for neutral past
performance ratings is improper. Colson Servs. Corp., B-310971,
et al., Mar. 21, 2008, 2008 CPD para. 85 at 12.
Likewise, an offeror should not have its competitive position
improved because of a lack of relevant past performance. In the
context of this procurement, where award will be made on a
lowest-price, technically acceptable basis, assigning an
acceptable past performance rating to offerors without relevant
past performance will be, effectively, no different than
assigning a neutral rating to that offeror's past performance.
Accordingly, we see no basis to object to the RFP's stated
methodology for evaluating past performance. (Y&K
Maintenance, Inc., B-405310.2, October 17, 2011) (pdf)
Unstated Evaluation Criteria
O'Gara asserts that the agency's evaluation approach--based on
the requirement that a past performance reference be found
relevant or somewhat relevant to a majority of the PWS tasks in
order to qualify as a relevant reference--represents an unstated
evaluation criterion. O'Gara maintains that the agency instead
should have evaluated the relevance of its references, such that
O'Gara would receive credit for those aspects of its past
performance that were relevant, regardless of whether that
relevance extended to a majority of the PWS tasks. Protest at
27. The protester concludes that it should have received a
rating other than neutral for each of its contracts.
We find no merit to this aspect of O'Gara's protest. Here, the
RFQ expressly provided for consideration of the scope of an
offeror's past performance references, and specifically defined
scope as "[e]xperience in the areas defined in the PWS." RFQ
amend. 1, at 5. This evaluation provision reasonably
contemplates the agency's comparative evaluation of the
similarity of those PWS tasks with the tasks covered in the
vendors' past contracts. We therefore disagree with the
protester that the agency applied an unstated evaluation factor.
We also have no basis to object to the agency's decision to base
a finding of relevance on whether a vendor's past experience was
comparable to a majority of the PWS tasks. See e.g., Ostrom
Painting & Sandblasting, Inc., B‑285244, July 18, 2000, 2000 CPD
para. 132 at 4-5 (where solicitation calls for multiple,
distinct services and capabilities, agency reasonably may
consider relevant only those prior contracts involving services
that are the same as, or similar to, those called for under the
solicitation). Here, the agency found O'Gara's past performance
reflected very limited similarity, with none of its past
performance references demonstrating experience in more than
five PWS tasks. In this regard, as to its first contract (U.S.
Marine Corps (USMC)), O'Gara's past performance was found either
somewhat relevant or relevant under five tasks; as to its second
contract (Department of State (DOS)), it was found somewhat
relevant to relevant under four tasks; and as to the third
contract (Navy EODTEU-TWO) it was found to have only very
limited relevance under three tasks. Past Performance Evaluation
at 4-6. Such limited experience was reasonably considered to
represent a lack of relevant past performance overall, and,
thus, warranted only a neutral rating.
O'Gara further asserts that its past performance should have
been rated overall relevant because all of its contracts were
found similar in magnitude. See O'Gara Comments at 5. Even
though all of O'Gara's past performance contracts were evaluated
as comparable in magnitude to the work solicited, we think the
agency reasonably concluded that none of these contracts were
sufficiently similar in scope, and thus reasonably rated
O'Gara's past performance as neutral. CMC & Maint., Inc.,
B‑292081, May 19, 2003, 2003 CPD para. 107 at 3 (past
performance references of similar magnitude but dissimilar scope
reasonably evaluated as neutral); Ostrom Painting &
Sandblasting, Inc., supra. (O'Gara
Training and Services, LLC, B-404901.2, July 28, 2011)
(pdf)
BSTS asserts that the agency's evaluation of its past
performance as neutral was improper because its proposal
included past performance information on contracts performed by
its affiliated companies, which, it claims, should have been
attributed to BSTS in the evaluation. BSTS Comments at 11. For
example, BSTS cited the performance of Inuit Services, Inc. (ISI)
on a dormitory/temporary lodging maintenance/management contract
at Elmendorf Air Force Base (rated excellent) and two Navy
installation support contracts (rated good to very good)
performed by a joint venture that included Bering Straits
Aerospace Services (BSAS).
An agency properly may consider the experience or past
performance of an offeror's parent or affiliated companies where
the firm's proposal demonstrates that the resources of the
parent or affiliated company will affect the performance of the
offeror. See, e.g., Perini/Jones, Joint Venture, B-285906, Nov.
1, 2000, 2002 CPD para. 68 at 4. The relevant consideration is
whether the resources of the parent or affiliated company--its
workforce, management, facilities or other resources--will be
provided or relied upon for contract performance, such that the
parent or affiliate will have meaningful involvement in contract
performance. Id. at 5. We find the agency reasonably determined
that this was not the case here.
While BSTS claims credit for the past performance of its
affiliated companies, the agency found that its proposal did not
demonstrate how these companies would be involved in a way that
would affect performance of the contract. BSTS's proposal stated
that it was a wholly-owned subsidiary of Bering Straits Native
Corporation (BSNC) and that the BSNC family of companies held
some 50 federal contracts, including some covering family
housing maintenance and base operations support services. BSTS
Proposal at 179. However, apart from including experience and
past performance descriptions for ISI's and BSAS's prior
contracts, the proposal did not otherwise specifically identify
these companies as providing workforce, management, facilities
or other resources for the performance of this contract; indeed,
the proposal was silent on any connection between BSAS and BSTS
as it applied to this contract. Further, although BSTS proposed
a deputy project manager who had been the project manager on
ISI's Elmendorf contract, there was no explanation or
description of this employee's duties on the former contract,
how long he had performed, or how his involvement under the
former contract warranted past performance credit for BSTS. In
any event, that contract was valued at less than $2 million per
year--below the $5 million threshold the agency established for
a contract to be deemed relevant in the evaluation--and thus
would not have been considered relevant for past performance
purposes. Supplemental Agency Report at 7. In view of the small
size of the Elmendorf contract and the limited information
provided in BSTS's proposal regarding the application of
resources and personnel from its affiliated companies, the
agency reasonably concluded that there was no basis to credit
BSTS with the past performance of either of those companies.
In a related argument, BSTS asserts that the agency treated it
and Chugach unequally in the evaluation because the agency did
consider the past performance record of Chugach's parent and
sister companies in the evaluation. BSTS Comments at 10. This
argument is without merit. Implicit in the agency's differing
treatment was its recognition that Chugach's proposal provided
sufficient information connecting the past performance of its
parent and sister companies, while BSTS's proposal did not. In
this regard, Chugach's proposal explained the provision of and
reliance on its affiliated companies' workforce, management, key
personnel, facilities and performance strategies in the
performance of the Guam contract. Chugach Proposal at 2, B-1,
C-1--C-4. For example, Chugach's proposal explained how it would
transition key personnel from the current Guam COOM contract,
which was performed by two Chugach sister companies; these same
companies had performed other contracts considered by the agency
in the past performance evaluation. Chugach also explained its
planned reliance on an identified subject matter expert--the
project manager on two contracts performed by named Chugach
sister companies. Chugach Proposal at C-3, C-4. This explanation
included a detailed description of the former project manager's
responsibilities on the prior contracts and their relevance to
the new contract. Id. In contrast, while BSTS noted that its
proposed deputy project manager had performed as project manager
on the Elmendorf contract, it did not make clear that it was for
a sister company--instead identifying him as working for "Bering
Straits"--and only identified his areas of expertise and
proposed duties; it did not explain his prior work or how his
performance made the sister company's past performance relevant
to the work under the protested contract. BSTS Proposal at 4,
14, 38, 64. Based on the difference in specificity and detail
between the two proposals, we think the agency reasonably
considered the past performance of Chugach's affiliated
companies, while finding the past performance of BSTS's
affiliated companies not relevant. (Bering
Straits Technical Services, LLC, B-401560.3; B-401560.4,
October 7, 2009) (pdf)
In its original proposal, MSI submitted contractor performance
data sheets for five contracts, including information addressing
each of the three subfactors. AR, Tab 11, MSI Proposal, Attach.
2. The agency found that the past performance for all three
subfactors was lacking for three of the five subsystems. During
the first round of discussions, the agency indicated to MSI that
“[t]he references you provided relate to RF experience. The lack
of past performance information related to three of the five
subsystems of the MSS [is] something you may want to address (IR,
synchronization and control, and signal measurement).” Protest,
Oct. 15, 2008, Attach. H, E-mail from Agency to MSI, July 1,
2008. In its revised proposal, MSI submitted a narrative
description of past performance for EWST--another wholly-owned
subsidiary of the protester that was to deliver a critical piece
of equipment--that contained information for three additional
contracts. See id., Attach. K, Proposal Supplement, July 9,
2008, at 23. MSI’s second proposal revision did not address the
issue of past performance.
After reviewing the revised proposals, the Navy assigned MSI a
neutral (“Neither Favorable nor Unfavorable”) overall past
performance rating. This conclusion was based on the Navy’s
decision not to impute EWST’s past performance information to
MSI; in the absence of EWST’s information, the agency concluded
that MSI lacked the past performance called for by the RFP. AR,
Supp. Document Prod., MSS Re-Evaluation of Final Revised
Proposals, Aug. 20, 2008, at 1, 3. In this regard, while the
agency ultimately decided not to take EWST’s information into
account in rating MSI’s past performance, the record shows that
the evaluators nonetheless did review that information and
assigned EWST a rating of “favorable” for subfactor one under
past performance. Id., Encl. 1 at 8-9. However, because the EWST
information did not address either of the other two past
performance subfactors--reliability and delivery--the evaluators
rated EWST neutral for these two subfactors. Id.
The offerors’ past performance ratings became the evaluation
discriminator; MSI’s proposal offered a price advantage over the
awardee’s proposal, but the agency considered Amherst’s
proposal, with its higher past performance rating of “highly
favorable,” to be worth the approximately [DELETED] premium. See
AR, Supp. Document Prod., MSS Re-Evaluation of Final Revised
Proposals, Aug. 20, 2008, at 3-4. Award was made to Amherst, and
this protest followed.
(Sections deleted)
In reviewing an
agency’s evaluation of past performance, we examine the record
to determine whether the evaluation was reasonable and in
accordance with the stated evaluation scheme and applicable
procurement statutes and regulations. The MIL Corp., B-294836,
Dec. 30, 2004, 2005 CPD para. 29 at 5. Here, consistent with
Federal Acquisition Regulation sect. 15.305(a)(2)(iv), the RFP
stated that “[o]fferors who do not have same or similar past
performance information reasonably available to the Contracting
Officer will not be rated either favorable or unfavorable.” RFP
at 71.
As noted above, the RFP required offerors to submit past
performance data that addressed all three subfactors and
indicated that the agency would not be responsible for seeking
out missing information. The record shows, however, that the
information regarding EWST that MSI furnished to the agency
after discussions was incomplete, addressing only one of the
three past performance subfactors--previous experience in
developing and delivering similar systems, but not reliability
and timeliness of delivery. AR, Supp. Document Prod., MSS
Re-Evaluation of Final Revised Proposals, Aug. 20, 2008, Encl. 1
at 8-9. In light of the lack of information to establish the
offeror’s past performance history under the two subfactors, the
agency’s decision to assign MSI a past performance rating of
neutral was reasonable and consistent with the RFP, even taking
into account the information regarding EWST.
The protester argues that the lack of information regarding
EWST’s past performance under two of the three subfactors is
immaterial, because the other five past performance references
MSI provided in its initial proposal did in fact address
subfactors two and three. We disagree. MSI’s five original
references themselves were incomplete in the sense that they
addressed only two of the five MSS subsystems; MSI’s omission of
the requested past performance information relating to the other
three MSS subsystems was the subject of the agency’s discussion
question to MSI, asking it to address its past performance as it
relates to the other three subsystems. The RFP, in requesting
past performance information the way that it did, that is, by
setting out the three subfactors relevant to the past
performance evaluation, asked offerors to describe not only
their experience with particular system components, but also,
specifically, the reliability and timeliness of delivery of
those components. In discussions, the protester was explicitly
advised that the firm had not addressed its past performance for
three of the five subsystems. Simply, the protester failed to
furnish any information with regard to reliability and
timeliness of delivery for those subsystems identified during
discussions.
The protester also asserts that, in discussions, the agency
asked only for information related to subfactor one. We find
such a narrow interpretation of the agency’s request
unsupported. The discussion question identified “lack of past
performance information” generally and did not limit it to
subfactor one.
The RFP called for, but MSI did not provide, information on the
reliability and timeliness of delivery of the equipment that was
the subject of the supplemental past performance information
offered in response to the concern raised during discussions.
Because MSI failed to provide the information necessary to
assess the past performance under these three contracts, we see
no basis on which to question the reasonableness of the
protester’s past performance rating of “neutral.” (Herley
Industries, Inc., B-400736.2, January 15, 2009) (pdf)
According to the protester, 3M has had prior contracts that were
subject to Federal Acquisition Regulation (FAR) sections
52.219-8 (utilization of small business concerns) and 52.219-9
(small business subcontracting plan); 3M plans (indeed, is
required) to have at least a portion of the contract performed
within the U.S. because all offerors were required to use Calgon
Carbon, a U.S. concern, as a supplier of one of the canister’s
components; and 3M actually states in its proposal that, if
necessary, it has meaningful opportunities to subcontract some
of the work to small business concerns. The agency, while
conceding that the applicable FAR clauses have been incorporated
into two prior 3M contracts, states that it did not consider 3M
to have been “subject to” those clauses, since the clauses were
not enforced due to 3M’s status as a foreign concern. As for the
subcontracts with U.S. concerns, the agency states that 3M was
directed by the terms of the solicitation to use Calgon Carbon,
a large U.S. business, and that a second subcontract, with
another large U.S. concern, Lydall Corporation, is necessary
because Lydall is the primary approved source for a component
that it manufactures (the particulate filter media); the agency
notes in this respect that TVI also proposed Lydall as a
subcontractor for the particulate filter media. Finally, as for
opportunities to use small U.S. concerns, the agency maintains
that 3M’s proposal states that, because it has developed a
supply chain of Canadian concerns, it does not have meaningful
opportunities to subcontract with small U.S. concerns. The
agency notes further that, because the offerors were directed to
use Calgon Carbon as a subcontractor, this cannot be viewed as
presenting a meaningful opportunity for subcontracting with a
U.S. small business and, as for Lydall, since its subcontract
represents only 2.5 percent of the total contract values, it
also does not represent a meaningful subcontracting opportunity.
We agree with the protester that 3M meets none of the criteria
outlined in the RFP for a neutral rating. First, as noted, the
agency concedes that the applicable FAR small business
subcontracting clauses were included in two prior 3M contracts.
Thus, while the agency may have chosen not to enforce the
clauses, we do not think it was reasonable for the agency to
conclude that 3M has never held past government contracts that
were “subject to” the applicable FAR clauses. Second, the record
shows that the current contract will not be performed entirely
outside of the U.S. At least two U.S. concerns--Calgon Carbon
and Lydall--are participating in performance of the contract as
3M subcontractors, and even if those firms are large businesses,
it remains that a portion of the contract is being performed
within the U.S. Finally, as TVI notes, 3M’s proposal does
indicate that the firm has the ability to make meaningful small
business subcontracting opportunities available, should it elect
to do so. (TVI Corporation,
B-297849, April 19, 2006) (pdf)
The SSD compared the two proposals that were rated
“exceptional/high confidence” to the protester’s proposal, which
was rated “neutral/unknown confidence.” AR, Tab 17, Revised SSD,
at 3. The agency concluded that, even though the two
“exceptional/high confidence” offerors were higher in price, the
higher ratings were worth the tradeoff: “The extremely high risk
of awarding a contract to an offeror with no identifiable
relevant performance record does not justify the cost savings.”
Id. The agency then compared the two “exceptional/high
confidence” offerors and concluded that the lower price of
FloorPro merited award. Id. Although agencies may not rate an
offeror that lacks relevant past performance favorably or
unfavorably with regard to past performance, an agency may in a
price/technical tradeoff determine that a high past performance
rating is worth more than a neutral past performance rating. See
CMC & Maint., Inc., B-292081, May 19, 2003, 2003 CPD para. 107
at 4. We believe that the agency’s source selection was
reasonable and consistent with the RFP award criteria, which
stated that past performance was less important than price. The
protest provides no reasonable basis to challenge the agency’s
determination. (American Floor
Consultants, Inc., B-294530.7, June 15, 2006) (pdf)
Greater Pacific maintains that it should have received a
performance risk rating higher than neutral. In this regard, the
protester’s proposal did not include any references, completed
questionnaires or contract numbers for contracts previously
performed, but merely described a contract managing the swim
team at Capehart Pool at Anderson AFB. Greater Pacific argues
that the swim team contract was relevant--and thus should have
resulted in a rating higher than neutral--because it involved
management of the swim team and assistant swim coaches, and
required communication directly with the manager and assistant
manager of the outdoor recreation department at the base. The
evaluation was unobjectionable. As noted, the RFP called for a
listing of prior contracts covering the same or similar
services. The performance work statement (PWS) for the
solicitation required the contractor, among other things, to
provide lifeguards, follow a policies and procedures manual and
quality control plan developed by the contractor, vacuum and
scrub the pools, perform emergency clean‑up procedures of any
foreign substance (such as blood or vomit) in the pool facility,
and conduct inspections to ensure that all required services
were being performed. PWS at 2, 3. The contract described in the
protester’s proposal involved managing the swim team, with
responsibility for providing swimming instruction, holding team
tryouts and practices, planning team functions and competitions,
and cooperating with other pool activities and personnel.
Proposal at 4. In our view, the Air Force reasonably found that,
as described, this contract did not encompass duties similar to
those described in the PWS for the lifeguard services contract.
This being the case, the agency reasonably rated Greater Pacific
neutral for performance risk. There thus is no basis for us to
object to the award. (Greater Pacific
Aquatics, B-297654, February 2, 2006) (pdf)
At the time FRC submitted its proposal, it was a relatively new
entrant into the flare business. FRC was so new that it had not
in fact delivered any production units of flares by the August 3
closing date for receipt of proposals. [6] As a consequence, the
agency assigned FRC a neutral rating of "unknown" for on-time
delivery. FRC contends that its "unknown" rating was unjustified
because the agency failed to consider deliveries it made after
the RFP closing date, but before the date of award. Had these
deliveries been considered, FRC argues, the agency would have
recognized that it had a perfect record of on-time delivery.
While the solicitation reserved to the government the right to
consider past performance information with regard to an offeror
up until the time of award, it did not require consideration of
that information. Rather, under the terms of the solicitation,
the agency was required to consider only an offeror's
performance history for the 3-year period prior to the RFP
closing date. Because the protester did not have a history of
on-time delivery that was deemed relevant to the subject
contract during the 3-year period prior to the RFP closing date,
and because the protester does not allege, nor does the record
suggest, that the agency treated offerors unequally in limiting
its consideration of past performance to the period up through
the RFP closing date, the protester's challenge to its neutral
rating for on-time delivery is without merit. (FR
Countermeasures, Inc., B-295375, February 10, 2005) (pdf)
It is true that protests to our Office regarding past
performance evaluations and FAR 15.305(a)(2)(iv) have primarily
involved the reasonableness of an agency's determination as to
whether a particular offeror had or lacked relevant past
performance. See , e.g. , MCS of Tampa, Inc. , B-288271.5, Feb.
8, 2002, 2002 CPD 52 at 4-6; Kalman & Co., Inc. , supra , at 8.
However, we have also expressly found reasonable an agency's
assignment of a "neutral" rating to an offeror's proposal under
a past performance subfactor, where the agency reasonably
determined that the offeror lacked relevant past performance
under that subfactor, and even though the agency also determined
that the same offeror presented relevant past performance that
was evaluated favorably under other past performance subfactors.
See Accurate Automation Corp. , B292403, B-292493.2, Sept. 10,
2003, 2003 CPD 186 at 3, 7-8; Maytag Aircraft Corp. , B-287589,
July 5, 2001, 2001 CPD 121 at 11. Accordingly, the agency's
argument that an agency may evaluate a lack of relevant past
performance information unfavorably merely because the
evaluation is being conducted under a subfactor to a past
performance factor, rather than a past performance evaluation
factor itself, is without merit. The agency also contends that
the assignment of a "neutral" rating to MIL's proposal under the
awards subfactor would be inappropriate because MIL did in fact
"submit[] evidence of its experience in the form of its awards
submission," although, as noted above, the agency concluded that
these awards were not relevant. Agency Supplemental Report at 3.
This position is also without merit. The key consideration as to
whether an offeror's proposal should be assigned a "neutral"
rating under a past performance factor or subfactor is not
whether the offeror's proposal included any information
regarding past performance, but rather, whether it included past
performance information that the agency deemed relevant. See FAR
15.305(a)(2)(iv); Kalman & Co., Inc. , supra , at 8. In sum,
having considered the circumstances here, including the agency's
explanations for its actions, we cannot find reasonable the
agency's evaluation of MIL's proposal as "red" under the awards
subfactor to the past performance factor. (The
MIL Corporation, B-294836, December 30, 2004) (pdf)
Following the evaluation, MW-All Star’s proposal was rated gray
for past performance, yellow for experience, yellow for
performance risk and green for technical. In assigning a gray
(neutral) rating to the MW-All Star proposal for past
performance, the SSA considered that, while All Star had
substantial past performance, the MW-All Star joint venture
entity had none. Source Selection Decision (SSD) at 17.
Likewise, in rating the joint venture’s proposal yellow
(acceptable) for experience, the SSA took into account All
Star’s substantial experience, but determined that, because MW
was a protégé with no experience, the joint venture proposal
represented a moderate risk. Id. The SSA averaged the gray past
performance rating and the yellow experience rating for a yellow
performance risk rating. Id. Madison’s proposal, which offered
the lowest price, was rated green for past performance, green
for experience, green for performance risk, and green for
technical. The Army made award to Madison based on its lower
price and superior performance risk and technical ratings.
MW-All Star maintains that the agency’s failure to factor All
Star’s past performance into the joint venture’s past
performance rating was inconsistent with Federal Acquisition
Regulation (FAR) § 15.305(a)(2)(iii). However, this provision
provides only that past performance evaluations “should” take
into account past performance information regarding “predecessor
companies, key personnel who have relevant experience, or
subcontractors . . . ,” when relevant. We have held that this
provision permits, but does not require, procuring agencies to
consider the experience and past performance of these additional
entities and personnel in evaluating an offeror’s past
performance. Olympus Bldg. Servs., Inc., B-282887, Aug. 31,
1999, 99-2 CPD ¶ 49 at 4; see also TyeCom, Inc., B-287321.3,
B-287321.4, Apr. 29, 2002, 2002 CPD ¶ 101 at 7 (in appropriate
circumstances, a procuring agency may, but is not required to,
consider the past performance of other than the performing
entity).[4] Accordingly, since the solicitation did not provide
that the agency would consider the past performance of each
member of a joint venture, the agency properly rated MW-All
Star’s proposal gray for past performance based on the joint
venture’s lack of a performance history. (MW-All
Star Joint Venture, B-291170.4, August 4, 2003) (pdf)
In its proposal, BRC described five contracts (involving, for
example, configuring and maintaining commercial software
applications and providing user support) performed within the
past 3 years for the federal government, which were valued,
according to BRC, at $600,000, $80,000, $180,999, $2.5 million
(a specific task order), and $446,107. As stated above, the RFP
specifically advised that the total estimated contract value for
this procurement was $11,258,750. Since the value of each of
BRC’s prior contracts, as shown above, was significantly less
than the estimated value of the current procurement, we believe
the agency reasonably determined that BRC failed to demonstrate
past performance under contracts similar in size and complexity
to the requirements of the RFP. Accordingly, we have no basis to
question the reasonableness of the agency’s assignment of a
neutral rating to BRC’s proposal for the past performance
evaluation factor which shows, consistent with the terms of the
RFP, that the agency did not penalize BRC for failing to
demonstrate past performance similar to that required by the
RFP. See FAR § 15.305(a)(2)(iv). (Bevilacqua
Research Corporation, B-293051, January 12, 2004) (pdf)
As indicated above, the RFP clearly informed offerors that both
“scope and magnitude” would be considered in determining
relevance, and this reasonably includes consideration of
contracts of similar dollar size and services. In our view, the
agency was not unreasonable in determining that contracts less
than 50 percent of the annual government estimate were too small
to be relevant, or that contracts unrelated to custodial
services were similarly not relevant. Given that CMC did not
submit a single past performance reference of similar scope and
magnitude to that of the RFP, the agency's rating of neutral was
reasonable. Ostrom Painting & Sandblasting, Inc., B-285244, July
18, 2000, 2000 CPD ¶ 132 at 4-5. CMC's disagreement with the
agency's judgment on this point is insufficient to show it was
unreasonable. Westinghouse Gov't and Envtl. Servs. Co., Inc.,
B-280928 et al., Dec. 4, 1998, 99-1 CPD ¶ 3 at 17. (CMC & Maintenance,
Inc., B-292081, May 19, 2003) (pdf)
Although
FAR § 15.305(a)(2)(iv) requires an agency to assign a neutral
rating where past performance information is not "available,"
here, the protester's proposal represented that it had 4 years
experience performing like services and that its references were
available upon request. The information thus was
available, but FRS chose not to present the information in its
proposal, in direct contravention of the RFP's instructions.
In our view, an offeror cannot simply choose to withhold past
performance information--and thereby obtain a neutral
rating--where the solicitation expressly states that the
information should be furnished, and where the information is
readily available to the offeror. Menendez-Donnell
& Assocs.,
B-286599, Jan. 16, 2001, 2001 CPD ¶ 15 at 4. (Forest
Regeneration Services LLC, B-290998, October 30, 2002)
(pdf)
We
have held that, when FAR sect. 15.305(a)(2)(iv) applies, ratings
of zero generally cannot be reasonably viewed as neutral
ratings, and they thus violate the requirement that an offeror
without past performance information may not be evaluated
favorably, or unfavorably. Meridian Mgmt. Corp., B-285127, July
19, 2000, 2000 CPD para. 121 at 3 n.2. As explained above,
however, the agency recalculated Chicataw's score using a rating
of 2.5 for neutral. That score is the mid-point of the
five-point range used to rate an offeror's prior performance,
and appears to be consistent with the above-cited FAR
requirement, and with our prior decisions. See Braswell Servs.
Group, Inc., B-278921, B-278921.2, June 17, 1998, 98-2 CPD para.
10 at 7-8; Oceaneering Int'l, Inc., B-278126, B-278126.2, Dec.
31, 1997, 98-1 CPD para. 133 at 7-8. (Chicataw
Construction, Inc., B-289592; B-289592.2, March 20, 2002)
With regard to the one contract that the agency considered
relevant, the record shows that the contracting officer sent a
facsimile with a past performance questionnaire to the e-mail
address of the identified point of contact for the private firm
and that the e-mail was returned by that firm's server with a
notation that the listed e-mail address had fatal errors. Agency
Report, Tab 9, Past Performance Questionnaires for MCS, at 1.
The contracting officer then contacted the identified reference
by telephone, resent the e-mail, and remained on the telephone
until receipt of the e-mail was orally confirmed. When the
e-mail was not answered within a few days, the contracting
officer again contacted the reference by telephone and the
contracting officer reported that the reference responded that
"he would get to it." Agency's Hearing Comments at 2.
The contracting officer called twice after that to inquire as to
the status of the past performance questionnaire and left a
message. Finally, the contracting officer called again and was
informed by an unidentified administrative person that the firm
would not be submitting the past performance questionnaire for
MCS. Id. For our Office to sustain a protest challenging the
failure to obtain a reference's assessment of past performance,
a protester must show unusual factual circumstances that convert
the failure to a significant inequity for the protester.
Advanced Data Concepts, Inc., B-277801.4, June 1, 1998, 98-1 CPD
para. 145 at 10. Here, we think that the agency reasonably found
MCS's performance risk assessment to be neutral, as defined in
the RFP, given that the agency had not received a completed past
performance questionnaire on behalf of MCS for a relevant
contract, after repeated attempts, and therefore, there was no
past performance record for that firm. Id. (MCS
of Tampa, Inc., B-288271.5, February 8, 2002)
Even if we assumed, though, for the purpose of this analysis that
the agency had a reasonable basis for declining to attribute the project
director's and subcontractor's experience to Symtech, the resulting lack of
experience could not properly have led to a negative past performance rating for
Symtech. The FAR instructs that in the case of an offeror without a record of
relevant past performance or for whom information on past performance is not
available, the offeror may not be evaluated favorably or unfavorably on past
performance, FAR § 15.305(a)(2)(iv), meaning that the contracting officer could
not have evaluated Symtech's past performance as weak based on its lack of
corporate experience in performing logistics contracts. (Symtech Corporation, B-289332, February 19, 2002)
As discussed above, the agency
concluded that the narrative description of a "good"
rating--that is, "adequately sufficient" with no
strengths or weaknesses--most accurately reflected the
regulatory requirement for a "neutral" rating. We find
that the agency reasonably equated a lack of past performance
history with a past performance history that was neutral, in the
sense that it was neither positive nor negative. It is
reasonable for an agency, as the Navy did here, to treat an
offeror without past performance information as equivalent to
one with past performance that was marked neither by strengths
nor by weaknesses.[10] In concluding that this is what the Navy
did here, we rely on the underlying substantive definition of
the ratings, rather than the connotation of the label attached
to the definition (since the underlying definition is, we agree,
at odds with the "good" label). In sum, we find that
the Navy reasonably evaluated Phoenix Marine's past performance.
(Oceaneering
International, Inc., B-278126; B-278126.2, December 31,
1997)
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