[Federal Register: July 24, 2003 (Volume 68, Number 142)]
[Rules and Regulations]
[Page 43868-43871]
From the Federal Register Online via GPO Access [wais.access.gpo.gov]
[DOCID:fr24jy03-23]
[[Page 43868]]
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DEPARTMENT OF DEFENSE
GENERAL SERVICES ADMINISTRATION
NATIONAL AERONAUTICS AND SPACE ADMINISTRATION
48 CFR Parts 23 and 52
[FAC 2001-15; FAR Case 2000-005; Item V]
RIN 9000-AJ44
Federal Acquisition Regulation; Leadership in Environmental
Management (E.O. 13148)
AGENCIES: Department of Defense (DoD), General Services Administration
(GSA), and National Aeronautics and Space Administration (NASA).
ACTION: Final rule.
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SUMMARY: The Civilian Agency Acquisition Council and the Defense
Acquisition Regulations Council (Councils) have agreed on a final rule
amending the Federal Acquisition Regulation (FAR) to implement
Executive Order (E.O.) 13148 of April 21, 2000, Greening the Government
through Leadership in Environmental Management.
DATES: Effective Date: August 25, 2003.
FOR FURTHER INFORMATION CONTACT: The FAR Secretariat, Room 4035, GS
Building, Washington, DC 20405, (202) 501-4755, for information
pertaining to status or publication schedules. For clarification of
content, contact Mr. Craig R. Goral, Procurement Analyst, at (202) 501-
3856. Please cite FAC 2001-15, FAR case 2000-005.
SUPPLEMENTARY INFORMATION:
A. Background
DoD, GSA, and NASA published a proposed rule in the Federal
Register at 67 FR 55670, August 29, 2002, with a request for comments.
Two respondents submitted public comments. A discussion of the comments
is provided below. Differences between the proposed and the final rule
are discussed in paragraph 1 below.
1. Comment: One respondent recommended the following changes to FAR
23.1005:
a. Insert ``or plans to implement'' between ``implemented'' and
``an EMS'' at FAR 23.1005(b)(1) and (b)(2)(i);
b. Change ``contractors'' to ``the contractor'' at 23.1005(c)(1);
and
c. Remove ``FCA'' and insert ``facility compliance audit or an
environmental management system audit'' at FAR 23.1005(c)(2).
Councils' Response:
a. Concur. As proposed, FAR 23.1005 requires the use of FAR clause
52.223-5 at facilities with an environmental management system (EMS).
The clarification expands the prescription for the use of the clause to
include situations where an EMS is contemplated.
b. Partially concur. The Councils agree that there is a grammatical
error, but corrected the error by substituting the term ``contractor
activities'' for ``contractors to conduct activities.''
c. Concur. The inclusion of the phrase ``or an environmental
management system audit'' acknowledges an agency's option to conduct an
EMS audit in lieu of a facility compliance audit (FCA) as provided in
section 402(b) of Executive Order 13148.
2. Comment: The respondent recommended that the FAR rule be
reviewed to ensure that, wherever practicable, the FAR actively
supports implementation of EMS at Federal facilities including, where
the facility or agency deems appropriate, participation in the EMS by
contracting entities, including suppliers. The FAR change requires more
than the mere provision of information for implementation of an EMS, as
the proposed rule now states, to instead include active participation
in the EMS, where the facility or agency deems it necessary. At a
minimum, the language should state that vendors, contractors, and/or
subcontractors are required to be consistent with agency/bureau and/or
facility EMS policies.
Councils' Response: Section 305(c) of E.O. 13148 states: ``The
Federal Acquisition Regulation (FAR) Council shall develop acquisition
policies and procedures for contractors to supply agencies with all
information necessary for compliance with this order.'' The Councils
believe that the rule satisfies this requirement.
Per section 306 of E.O. 13148, an Interagency Environmental
Leadership Workgroup ``shall develop policies and guidance required by
this order and member agencies shall facilitate implementation of the
requirements of this order in their respective agencies.'' While the
Councils recognize and fully appreciate the need for EMS policy and
standards, these agency/bureau and/or facility EMS policies will vary
among agencies/bureaus and will likely evolve as well. Additionally,
the level of participation required by contractors/subcontractors will
be contract-specific. Therefore, requirements for EMS participation by
contractors/subcontractors would have to be identified in the contract
itself. The recommended language does not serve this purpose and would
lead to contractual ambiguities.
This is not a significant regulatory action and, therefore, was not
subject to review under section 6(b) of Executive Order 12866,
Regulatory Planning and Review, dated September 30, 1993. This rule is
not a major rule under 5 U.S.C. 804.
B. Regulatory Flexibility Act
The Department of Defense, the General Services Administration, and
the National Aeronautics and Space Administration certify that this
final rule will not have a significant economic impact on a substantial
number of small entities within the meaning of the Regulatory
Flexibility Act, 5 U.S.C. 601, et seq., because as required by E.O.
13148, this rule does not change the current policies and procedures in
FAR Subparts 23.8, 23.9, and 23.10. The final rule provides a means for
agencies to obtain contractor information for the implementation of
EMSs and the completion of FCAs at certain Federal facilities. Agencies
will determine which facilities are appropriate for EMS implementation.
Federal facilities include Government-owned, contractor-operated
facilities, and Government-owned facilities on which multiple
contractors perform services. The criteria for performing EMSs indicate
that large, rather than small, Federal facilities are more likely to be
included in EMSs, and these large Federal facilities are more likely to
be operated by large businesses. If, on the other hand, several
contractors are performing services on a Government-owned facility,
many of the services performed by small businesses fall within the
category of administrative support services considered
``environmentally clean'' and not included in EMSs. For similar
reasons, the requirement pertaining to FCAs is not expected to have a
significant economic impact on a substantial number of small entities.
C. Paperwork Reduction Act
The Paperwork Reduction Act (Pub. L. 104-13) applies because the
final rule contains information collection requirements. These changes
to the FAR will increase the information collection requirement
currently approved under Office of Management and Budget Control Number
9000-0147, since the rule requires contractors to provide information
needed by a Federal facility to implement an EMS (Alternate I of FAR
52.223-5) and to complete an FCA (Alternate II of FAR 52.223-5).
Accordingly, the FAR Secretariat has forwarded a request for approval
of the
[[Page 43869]]
increased information collection requirement concerning Leadership in
Environmental Management (E.O. 13148) to the Office of Management and
Budget under 44 U.S.C. 3501, et seq. Interested parties may obtain
copies of the form and supporting documents increasing the burden hours
from the FAR Secretariat by requesting OMB Control Number 9000-0147,
Leadership in Environmental Management (E.O. 13148).
List of Subjects in 48 CFR Parts 23 and 52
Government procurement.
Dated: July 16, 2003.
Laura Auletta,
Director, Acquisition Policy Division.
0
Therefore, DoD, GSA, and NASA amend 48 CFR parts 23 and 52 as set forth
below:
0
1. The authority citation for 48 CFR parts 23 and 52 is revised to read
as follows:
Authority: 40 U.S.C. 121(c); 10 U.S.C. chapter 137; and 42
U.S.C. 2473(c).
PART 23--ENVIRONMENT, ENERGY AND WATER EFFICIENCY, RENEWABLE ENERGY
TECHNOLOGIES, OCCUPATIONAL SAFETY, AND DRUG-FREE WORKPLACE
0
2. Add section 23.001 to read as follows:
23.001 Definition.
Toxic chemical, as used in this part, means a chemical or chemical
category listed in 40 CFR 372.65.
0
3. Amend section 23.702 by revising paragraph (d) to read as follows:
23.702 Authorities.
* * * * *
(d) Executive Order 13148 of April 21, 2000, Greening the
Government through Leadership in Environmental Management.
* * * * *
0
4. Amend section 23.801 by revising paragraph (b) to read as follows:
23.801 Authorities.
* * * * *
(b) Executive Order 13148 of April 21, 2000, Greening the
Government through Leadership in Environmental Management.
* * * * *
23.803 [Amended]
0
5. Amend section 23.803 in the introductory text of paragraph (b) by
removing ``ensure that acquisitions''; and in paragraph (b)(1) by
removing ``Executive Order 12843'' and adding ``Executive Order 13148''
in its place.
Subpart 23.9--Contractor Compliance With Toxic Chemical Release
Reporting
0
6. Revise the heading of Subpart 23.9 as set forth above.
0
7. Revise section 23.901 to read as follows:
23.901 Purpose.
This subpart implements the requirements of Executive Order (E.O.)
13148 of April 21, 2000, Greening the Government through Leadership in
Environmental Management.
0
8. In section 23.902, add a sentence to the end of paragraph (b) to
read as follows:
23.902 General.
* * * * *
(b) * * * See EPA's Web site at http://frwebgate.access.gpo.gov/cgi-bin/leaving.cgi?from=leavingFR.html&log=linklog&to=http://www.epa.gov/tri for
guidance.
23.903 [Amended]
0
9. In section 23.903, amend paragraph (a) by removing ``(including all
options)'';
23.904 [Removed]
23.905 through 23.907 [Redesignated as 23.904 through 23.906]
0
10. Remove section 23.904 and redesignate sections 23.905, 23.906, and
23.907 as 23.904, 23.905, and 23.906, respectively;
0
11. In the newly designated section 23.905, revise paragraphs (a)
introductory text and (a) (2) (iv), and amend paragraph (d) by removing
``E.O. 12969'' and adding ``E.O. 13148'' in its place. The revised text
reads as follows:
23.905 Requirements.
(a) E.O. 13148 requires that solicitations for competitive
contracts expected to exceed $100,000 include, to the maximum extent
practicable, as an award eligibility criterion, a certification by an
offeror that, if awarded a contract, either--
* * * * *
(2) * * *
(iv) Do not fall within the following Standard Industrial
Classification (SIC) codes or their corresponding North American
Industry Classification System sectors:
(A) Major group code 10 (except 1011, 1081, and 1094.
(B) Major group code 12 (except 1241).
(C) Major group codes 20 through 39.
(D) Industry code 4911, 4931, or 4939 (limited to facilities that
combust coal and/or oil for the purpose of generating power for
distribution in commerce).
(E) Industry code 4953 (limited to facilities regulated under the
Resource Conservation and Recovery Act, Subtitle C (42 U.S.C. 6921, et
seq.), or 5169, or 5171, or 7389 (limited to facilities primarily
engaged in solvent recovery services on a contract or fee basis); or
* * * * *
0
12. In the newly designated section 23.906, revise paragraph (a), and
amend paragraph (b) by removing ``(including all options)''. The
revised text reads as follows:
23.906 Solicitation provision and contract clause.
* * * * *
(a) Insert the provision at 52.223-13, Certification of Toxic
Chemical Release Reporting, in all solicitations for competitive
contracts expected to exceed $100,000 and competitive 8(a) contracts,
unless it has been determined in accordance with 23.905(b) that to do
so is not practicable; and
* * * * *
0
13. Revise Subpart 23.10, consisting of sections 23.1000 through
23.1005, to read as follows:
Subpart 23.10--Federal Compliance With Right-to-Know Laws and
Pollution Prevention Requirements
23.1000 Scope.
This subpart prescribes policies and procedures for obtaining
information needed for Government--
(a) Compliance with right-to-know laws and pollution prevention
requirements;
(b) Implementation of an environmental management system (EMS) at a
Federal facility; and
(c) Completion of facility compliance audits (FCAs) at a Federal
facility.
23.1001 Authorities.
(a) Emergency Planning and Community Right-to-Know Act of 1986, 42
U.S.C. 11001-11050 (EPCRA).
(b) Pollution Prevention Act of 1990, 42 U.S.C. 13101-13109 (PPA).
(c) Executive Order 13148 of April 21, 2000, Greening the
Government through Leadership in Environmental Management.
23.1002 Applicability.
The requirements of this subpart apply to facilities owned or
operated by an agency in the customs territory of the United States.
23.1003 Definitions.
As used in this subpart--
Federal agency means an executive agency (see 2.101).
[[Page 43870]]
Priority chemical means a chemical identified by the Interagency
Environmental Leadership Workgroup or, alternatively, by an agency
pursuant to section 503 of Executive Order 13148 of April 21, 2000,
Greening the Government through Leadership in Environmental Management.
23.1004 Requirements.
(a) E.O. 13148 requires Federal facilities to comply with the
provisions of EPCRA and PPA.
(b) Pursuant to E.O. 13148, and any agency implementing procedures,
every new contract that provides for performance on a Federal facility
shall require the contractor to provide information necessary for the
Federal agency to comply with the--
(1) Emergency planning and toxic release reporting requirements in
EPCRA, PPA, and E.O. 13148;
(2) Toxic chemical, priority chemical, and hazardous substance
release and use reduction goals of sections 502 and 503 of Executive
Order 13148; and
(3) Requirements for EMSs and FCAs if the place of performance is
at a Federal facility designated by the agency.
23.1005 Contract clause.
(a) Insert the clause at 52.223-5, Pollution Prevention and Right-
to-Know Information, in solicitations and contracts that provide for
performance, in whole or in part, on a Federal facility.
(b) Use the clause with its Alternate I if the contract provides
for contractor--
(1) Operation or maintenance of a Federal facility at which the
agency has implemented or plans to implement an EMS; or
(2) Activities and operations--
(i) To be performed at a Government-operated Federal facility that
has implemented or plans to implement an EMS; and
(ii) That the agency has determined are covered within the EMS.
(c) Use the clause with its Alternate II if--
(1) The contract provides for contractor activities on a Federal
facility; and
(2) The agency has determined that the contractor activities should
be included within the FCA or an environmental management system audit.
PART 52--SOLICITATION PROVISIONS AND CONTRACT CLAUSES
0
14. Amend section 52.213-4 by revising the date of the clause and
paragraph (b)(1)(vii) to read as follows:
52.213-4 Terms and Conditions--Simplified Acquisitions (Other Than
Commercial Items).
* * * * *
Terms and Conditions--Simplified Acquisitions (Other than Commercial
Items) (Aug 2003)
* * * * *
(b) * * *
(1) * * *
(vii) 52.223-5, Pollution Prevention and Right-to-Know
Information (Aug 2003) (E.O. 13148) (Applies to services performed
on Federal facilities).
* * * * *
0
15. Revise section 52.223-5 to read as follows:
52.223-5 Pollution Prevention and Right-to-Know Information.
As prescribed in 23.1005, insert the following clause:
Pollution Prevention and Right-to-Know Information (Aug 2003)
(a) Definitions. As used in this clause--
Priority chemical means a chemical identified by the Interagency
Environmental Leadership Workgroup or, alternatively, by an agency
pursuant to section 503 of Executive Order 13148 of April 21, 2000,
Greening the Government through Leadership in Environmental
Management.
Toxic chemical means a chemical or chemical category listed in
40 CFR 372.65.
(b) Executive Order 13148 requires Federal facilities to comply
with the provisions of the Emergency Planning and Community Right-
to-Know Act of 1986 (EPCRA) (42 U.S.C. 11001-11050) and the
Pollution Prevention Act of 1990 (PPA) (42 U.S.C. 13101-13109).
(c) The Contractor shall provide all information needed by the
Federal facility to comply with the following:
(1) The emergency planning reporting requirements of section 302
of EPCRA.
(2) The emergency notice requirements of section 304 of EPCRA.
(3) The list of Material Safety Data Sheets, required by section
311 of EPCRA.
(4) The emergency and hazardous chemical inventory forms of
section 312 of EPCRA.
(5) The toxic chemical release inventory of section 313 of
EPCRA, which includes the reduction and recycling information
required by section 6607 of PPA.
(6) The toxic chemical, priority chemical, and hazardous
substance release and use reduction goals of sections 502 and 503 of
Executive Order 13148.
(End of clause)
Alternate I (Aug 2003). As prescribed in 23.1005(b), add the
following paragraph (c)(7) to the basic clause:
(c)(7) The environmental management system as described in
section 401 of E.O. 13148.
Alternate II (Aug 2003). As prescribed in 23.1005(c), add the
following paragraph (c)(7) to the basic clause. If Alternate I is
also prescribed, renumber paragraph (c)(7) as paragraph (c)(8).
(c)(7) The facility compliance audits as described in section
402 of E.O. 13148.
0
16. Amend section 52.223-13 by revising the introductory text, the date
of the provision, and paragraphs (a), (b)(2)(i) and (b)(2)(iv) to read
as follows:
52.223-13 Certification of Toxic Chemical Release Reporting.
As prescribed in 23.906(a), insert the following provision:
Certification of Toxic Chemical Release Reporting (Aug 2003)
(a) Executive Order 13148, of April 21, 2000, Greening the
Government through Leadership in Environmental Management, requires
submission of this certification as a prerequisite for contract
award.
(b) * * *
(2) * * *
[ ] (i) The facility does not manufacture, process, or otherwise
use any toxic chemicals listed in 40 CFR 372.65;
* * * * *
[ ] (iv) The facility does not fall within the following
Standard Industrial Classification (SIC) codes or their
corresponding North American Industry Classification System sectors:
(A) Major group code 10 (except 1011, 1081, and 1094.
(B) Major group code 12 (except 1241).
(C) Major group codes 20 through 39.
(D) Industry code 4911, 4931, or 4939 (limited to facilities
that combust coal and/or oil for the purpose of generating power for
distribution in commerce).
(E) Industry code 4953 (limited to facilities regulated under
the Resource Conservation and Recovery Act, Subtitle C (42 U.S.C.
6921, et seq.), 5169, 5171, or 7389 (limited to facilities primarily
engaged in solvent recovery services on a contract or fee basis); or
* * * * *
0
17. Amend section 52.223-14 by revising the introductory text, the date
of the clause, and paragraphs (b)(1) and (b)(4) to read as follows:
52.223-14 Toxic Chemical Release Reporting.
As prescribed in 23.906(b), insert the following clause:
Toxic Chemical Release Reporting (Aug 2003)
* * * * *
(b) * * *
(1) The facility does not manufacture, process, or otherwise use
any toxic chemicals listed in 40 CFR 372.65;
* * * * *
(4) The facility does not fall within the following Standard
Industrial Classification (SIC) codes or their corresponding North
American Industry Classification System sectors:
(i) Major group code 10 (except 1011, 1081, and 1094.
(ii) Major group code 12 (except 1241).
(iii) Major group codes 20 through 39.
(iv) Industry code 4911, 4931, or 4939 (limited to facilities
that combust coal and/
[[Page 43871]]
or oil for the purpose of generating power for distribution in
commerce).
(v) Industry code 4953 (limited to facilities regulated under
the Resource Conservation and Recovery Act, Subtitle C (42 U.S.C.
6921, et seq.)), 5169, 5171, or 7389 (limited to facilities
primarily engaged in solvent recovery services on a contract or fee
basis); or
* * * * *
[FR Doc. 03-18537 Filed 7-23-03; 8:45 am]